FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MESDAG WILLEM

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/7/2016 

3. Issuer Name and Ticker or Trading Symbol

Yuma Energy, Inc. [YUMA]

(Last)        (First)        (Middle)

10100 SANTA MONICA BOULEVARD, SUITE 925, 

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

LOS ANGELES, CA 90067       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

11/7/2016 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:

Remarks:
The original Form 3 to which this Form 3/A relates was intended to be filed under Yuma Energy, Inc. (CIK 0001672326), but was inadvertently filed under Yuma Energy, Inc. (CIK 0000081318), a predecessor entity, because of the identical name. Please refer to the Form 3 for the Reporting Persons filed under Yuma Energy, Inc. (CIK 0001672326) instead.
No securities are beneficially owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
MESDAG WILLEM
10100 SANTA MONICA BOULEVARD, SUITE 925
LOS ANGELES, CA 90067

X

RED MOUNTAIN CAPITAL MANAGEMENT INC
10100 SANTA MONICA BOULEVARD
SUITE 925
LOS ANGELES, CA 90067

X

RED MOUNTAIN CAPITAL PARTNERS LLC
10100 SANTA MONICA BOULEVARD
SUITE 925
LOS ANGELES, CA 90067

X

RMCP GP LLC
10100 SANTA MONICA BOULEVARD
SUITE 925
LOS ANGELES, CA 90067

X

RMCP DPC LLC
10100 SANTA MONICA BOULEVARD, SUITE 925
LOS ANGELES, CA 90067

X

RMCP DPC II LLC
10100 SANTA MONICA BOULEVARD, SUITE 925
LOS ANGELES, CA 90067

X

RMCP PIV DPC, L.P.
10100 SANTA MONICA BOULEVARD, SUITE 925
LOS ANGELES, CA 90067

X

RMCP PIV DPC II, L.P.
10100 SANTA MONICA BOULEVARD, SUITE 925
LOS ANGELES, CA 90067

X


Signatures
/s/ Willem Mesdag (on behalf of himself and the other Reporting Persons) 11/8/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Yuma Energy (AMEX:YUMA)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Yuma Energy Charts.
Yuma Energy (AMEX:YUMA)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Yuma Energy Charts.