Current Report Filing (8-k)
November 08 2016 - 8:32AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(
d
)
of
the
Securities Exchange Act of 1934
Date
of Report (date of earliest event reported): November 8, 2016
GWG
Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
None
|
|
26-2222607
|
(State
or other jurisdiction
|
|
(Commission
File Number)
|
|
(IRS
Employer
|
of
incorporation)
|
|
|
|
Identification
No.)
|
220
South Sixth Street, Suite 1200, Minneapolis, MN
|
|
55402
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(612)
746-1944
(Registrant's
telephone number, including area code)
Not
applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 2.02
|
Results of Operations and Financial Condition.
|
On
November 8, 2016, GWG Holdings, Inc. issued a press release reporting the financial results for its fiscal quarter ended September
30, 2016.
Item 7.01
|
Regulation FD Disclosure.
|
As
indicated above, on November 8, 2016, GWG Holdings, Inc. issued a press release. The information reported under Items 2.02, 7.01
and 9.01 of this report is to be considered “filed” with, and not merely furnished to, the Securities and Exchange
Commission. A copy of the press release reporting the information included in Items 2.02 and 7.01 is attached as Exhibit 99.1
to this report.
Item 9.01
|
Financial Statements and Exhibits.
|
|
99.1
|
Press
release dated November 8, 2016
|
*
* * * * * *
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
GWG
Holdings, Inc.
|
|
|
|
Date:
November 8, 2016
|
By:
|
/s/
William Acheson
|
|
|
William
Acheson
|
|
|
Chief
Financial Officer
|
Exhibit
Index
Exhibit No.
|
|
Description
|
|
|
|
99.1
|
|
Press
release dated November 8, 2016
|
4
GWG (NASDAQ:GWGH)
Historical Stock Chart
From Aug 2024 to Sep 2024
GWG (NASDAQ:GWGH)
Historical Stock Chart
From Sep 2023 to Sep 2024