Current Report Filing (8-k)
November 03 2016 - 4:13PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
___________
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION
13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of
earliest event reported):
November
3, 2016
GERON
CORPORATION
(Exact name of registrant as specified in its
charter)
Delaware
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0-20859
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75-2287752
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(State or
other jurisdiction
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(Commission
File Number)
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(IRS
Employer
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of
incorporation)
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Identification No.)
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149 COMMONWEALTH DRIVE,
SUITE 2070
MENLO PARK, CALIFORNIA 94025
(Address of principal executive offices, including
zip code)
(650)
473-7700
(Registrants
telephone number, including area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of
Operations and Financial Condition
Geron Corporation (the
Company) is furnishing this information under Item 2.02 of Form 8-K.
The information in this
Current Report, including Exhibit 99.1, is being furnished and shall not be
deemed filed for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the Exchange Act), or otherwise subject to the liabilities
of that section. The information in this Current Report, including Exhibit 99.1,
shall not be incorporated by reference into any registration statement or other
document filed pursuant to the Securities Act of 1933, as amended, or the
Exchange Act.
On November 3, 2016, the
Company issued a press release announcing its financial results for the three
and nine months ended September 30, 2016. A copy of the press release is
attached as Exhibit 99.1.
Item 9.01 Financial
Statements and Exhibits
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(d)
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Exhibits
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Exhibit No.
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Description
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99.1
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Press
release dated November 3, 2016.
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1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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GERON
CORPORATION
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Date:
November 3, 2016
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By:
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/s/ Stephen N. Rosenfield
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Name:
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Stephen N.
Rosenfield
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Title:
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Executive
Vice President, General Counsel and
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Corporate
Secretary
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EXHIBIT INDEX
Exhibit No.
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Description
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99.1
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Press
release dated November 3, 2016.
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