Current Report Filing (8-k)
November 03 2016 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 2, 2016
Flotek Industries, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
001-13270
|
|
90-0023731
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
|
|
10603 W. Sam Houston Pkwy N., Suite 300
Houston, Texas
|
|
77064
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants telephone number, including area code: (713) 849-9911
Not applicable
(Former
name or former address, if changed since last report.)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 2.02
|
Results of Operations and Financial Condition.
|
On November 2, 2016, Flotek Industries,
Inc. (the Company) issued a press release providing its financial results for the quarter ended September 30, 2016 and announcing that it will hold a conference call to discuss its operating results. The November 2, 2016 press release is
furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The information furnished
pursuant to Item 2.02 of this Current Report on Form 8-K and in Exhibit 99.1 shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), is not subject to
the liabilities of that section and is not deemed incorporated by reference in any filing of the Companys under the Securities Act of 1933, as amended (the Securities Act), except as otherwise expressly stated in such filing.
Item 5.02.
|
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
On November 2, 2016, Robert M. Schmitz notified the Company of his decision to retire as the Companys Executive Vice President and Chief
Financial Officer effective in the first quarter of 2017. Mr. Schmitzs decision to retire is not due to any disagreement with the Company, including with respect to any matter relating to the Companys operations, policies or practices.
Item 7.01
|
Regulation FD Disclosure.
|
The Companys November 2, 2016 press release also
announced the decision of Robert M. Schmitz to retire as the Companys Executive Vice President and Chief Financial Officer effective in the first quarter of 2017. The November 2, 2016 press release is furnished herewith as Exhibit 99.1 to this
Current Report on Form 8-K and is incorporated herein by reference.
The information furnished pursuant to Item 7.01 of this Current
Report on Form 8-K and in Exhibit 99.1 shall not be deemed to be filed for purposes of Section 18 of the Exchange Act, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing of the
Companys under the Securities Act, except as otherwise expressly stated in such filing.
Item 9.01.
|
Financial Statements and Exhibits.
|
|
|
|
Exhibit
Number
|
|
Description
|
|
|
99.1
|
|
Press release dated November 2, 2016.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
FLOTEK INDUSTRIES, INC.
|
|
|
|
|
Date: November 2, 2016
|
|
|
|
|
|
/s/ Robert M. Schmitz
|
|
|
|
|
|
|
Robert M. Schmitz
|
|
|
|
|
|
|
Executive Vice President and Chief Financial Officer
|
EXHIBIT INDEX
|
|
|
Exhibit
Number
|
|
Description
|
|
|
99.1
|
|
Press release dated November 2, 2016.
|
Flotek Industries (NYSE:FTK)
Historical Stock Chart
From Mar 2024 to Apr 2024
Flotek Industries (NYSE:FTK)
Historical Stock Chart
From Apr 2023 to Apr 2024