UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 1 , 2016

 

SUNWORKS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-36868   01-0592299

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1010 Winding Creek Road, Suite 100

Roseville, CA

  95678
(Address of Principal Executive Offices)   (Zip Code)

 

(916) 409-6900

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

     
 

 

Item 8.01 Other Events

 

On November 1, 2016, Sunworks, Inc. issued a press release announcing a joint business partnership with Elevation Solar for solar projects in the commercial building industry. A copy of the press release is attached hereto as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) The following are filed as exhibits to this report on Form 8-K.

 

Exhibit No.   Description
     
99.1   Sunworks, Inc. Press Release dated November 1, 2016

 

     
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  SUNWORKS, INC.
Date: November 2, 2016    
  By: /s/ James B. Nelson
  Name: James B. Nelson
  Title: Chief Executive Officer

 

     
 

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