Notice of Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(b) (15f-12b)
August 26 2016 - 1:55PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15F
CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S
TERMINATION OF REGISTRATION OF
A CLASS OF SECURITIES UNDER SECTION 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 001-36637
MOL GLOBAL, INC.
(Exact name of registrant as specified
in its charter)
Cayman Islands
(Jurisdiction of incorporation or organization)
Lots 07-03 & 08-03, Levels 7 &
8
Berjaya Times Square, No. 1, Jalan Imbi
55100 Kuala Lumpur, Malaysia
+
+603 2082 1251
(Address, including zip code, and telephone
number, including area code, of registrant’s principal executive offices)
American depositary shares, each representing
one ordinary share
(Title of each class of securities covered
by this Form)
Place an X in the appropriate box(es) to
indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934:
|
|
|
Rule 12h-6(a)
x
|
|
Rule 12h-6(d)
¨
|
(for equity securities)
|
|
(for successor registrants)
|
|
|
Rule 12h-6(c)
¨
|
|
Rule 12h-6(i)
¨
|
(for debt securities)
|
|
(for prior Form 15 filers)
|
Table of Contents
TABLE OF CONTENTS
|
|
|
PART I
|
|
|
|
|
Item 1.
Exchange Act Reporting History
|
|
|
|
|
Item 2.
Recent United States Market Activity
|
|
|
|
|
Item 3.
Foreign Listing and Primary Trading Market
|
|
|
|
|
Item 4.
Comparative Trading Volume Data
|
|
|
|
|
Item 5.
Alternative Record Holder Information
|
|
|
|
|
Item 6.
Debt Securities
|
|
|
|
|
Item 7.
Notice Requirement
|
|
|
|
|
Item 8.
Prior Form 15 Filers
|
|
|
|
|
PART II
|
|
|
|
|
Item 9.
Rule 12g3-2(b) Exemption
|
|
|
|
|
PART III
|
|
|
|
|
Item 10.
Exhibits
|
|
|
|
|
Item 11.
Undertakings
|
|
|
|
|
SIGNATURE
|
|
|
PART I
Item 1. Exchange Act Reporting History
A. Mol Global, Inc. (the “Registrant”)
first incurred the duty to file reports under Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (the
“Exchange Act”) on or about October 8, 2014, the date that its registration statement on Form F-1 (Registration
No. 333-197401) was declared effective by the Securities and Exchange Commission (the “Commission”). The Registrant’s
duty to file reports under Section 13(a) or Section 15(d) is suspended upon the filing of Form 15F with the Commission
on August 26, 2016 and subsequently terminated.
B. The Registrant has filed or submitted
all reports required under Section 13(a) or Section 15(d) of the Exchange Act and the corresponding Commission rules
for the 12 months preceding the filing of this Form 15F. The Registrant has filed one special financial report under
cover of Form 20-F pursuant to Rule 15d-2 under the Exchange Act. As provided in Release No. 34–55540 (March 27,
2007) issued by the Commission, a special financial report filed with the Commission pursuant to Rule 15d–2 constitutes
an annual report pursuant to Section 13(a) of the Exchange Act for the purpose of complying with the prior reporting condition
set forth in Rule 12h-6(a)(1) under the Exchange Act.
Item 2. Recent United States Market Activity
The Registrant’s securities were
last sold in the United States in a registered offering under the Securities Act of 1933, as amended, in October, 2014.
Item 3. Foreign Listing and Primary Trading Market
A. The Registrant has not maintained any
listing of its common stock on any exchange market outside the United States.
B. None of any class of the Registrant’s
stock has ever been listed on an exchange market outside the United States.
C. The percentage of trading in the Registrant’s
common stock outside the United States for the 12-month period from August 1, 2015 to July 31, 2016 (both dates inclusive)
was 0% of its worldwide trading volume.
Item 4. Comparative Trading Volume Data
Not applicable.
Item 5. Alternative Record Holder Information
The Registrant has a total of forty-eight
(48) ADS holders who are U.S. residents as of the date of this filing.
Item 6. Debt Securities
Not applicable.
Item 7.
Notice Requirement
A. The Registrant published in the United
States a notice of its intent to terminate its reporting obligations under Section 15(d) of the Exchange Act, by means of
a press release issued on August 15, 2016 and a related report on Form 6-K issued on August 16, 2016.
B. The press release described above was
disseminated by major newswire services, including Global Newswire in the United States. Additionally, the notice was published
on the Registrant’s Internet website.
Item 8. Prior Form 15 Filers
Not applicable.
PART II
Item 9. Rule 12g3-2(b) Exemption
Not Applicable.
PART III
Item 10. Exhibits
Not Applicable.
Item 11. Undertakings
The undersigned issuer hereby undertakes
to withdraw this Form 15F if, at any time before the effectiveness of its termination of reporting under Rule 12h-6, it has
actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F:
|
(1)
|
The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the same recent 12-month period that the issuer used for purposes of Rule 12h-6(a)(4)(i);
|
|
(2)
|
Its subject class of securities was held of record by 300 or more United States residents or 300 or more persons worldwide, if proceeding under Rule 12h-6(a)(4)(ii) or Rule 12h-6(c); or
|
|
(3)
|
It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6.
|
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, MOL Global has duly authorized the undersigned person to sign on its behalf this certification on Form 15F.
In so doing, MOL Global certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6
for terminating its registration under Section 12(g) of the Exchange Act, or its duty to file reports under Section 13(a)
or Section 15(d) of the Exchange Act, or both.
|
|
|
|
|
|
|
Date: August 26, 2016
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MOL Global
|
|
|
|
|
|
|
|
|
|
|
By: /s/ Christopher Wong Kok Fei
|
|
|
|
|
|
|
Name: Christopher Wong Kok Fei
Title: Group Chief Financial Officer
|