Current Report Filing (8-k)
July 21 2016 - 5:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): July 21, 2016
REAL
GOODS SOLAR, INC.
(Exact
Name of Registrant as Specified in its Charter)
Colorado
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001-34044
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26-1851813
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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833
W. South Boulder Road, Louisville, CO 80027-2452
(Address
of Principal Executive Offices, Including Zip Code)
Registrant’s
telephone number, including area code: (303) 222-8300
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01. Regulation FD Disclosure
We are furnishing
this report on Form 8-K in connection with the disclosure of information contained in our Investor Presentation dated July 21,
2016, a “free writing prospectus” as defined in Securities and Exchange Commission (the “Commission”) Rule
405, which is being distributed under Commission Rule 433 in connection with our registered securities offering under the Second
Amendment to our Form S-1 filed with the Commission on July 21, 2016 (Commission File No. 333-211915). This information, as included
in Exhibit 99.1 to this Form 8-K, is being furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit
No.
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Description
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99.1
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Real Goods Solar, Inc. Investor Presentation, July 21, 2016
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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REAL GOODS SOLAR, INC.
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By:
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/s/ Michael J. McCloskey
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Michael J. McCloskey
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General Counsel
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Date: July 21, 2016
EXHIBIT INDEX
Exhibit
No.
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Description
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99.1
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Real Goods Solar, Inc. Investor Presentation, July 21, 2016
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