Current Report Filing (8-k)
March 28 2016 - 4:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of report (date of earliest event reported):
March 24, 2016
WINDSTREAM
TECHNOLOGIES, INC.
(Exact name of registrant as specified in
its charter)
Wyoming
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000-54360
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98-0178621
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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819 Buckeye Street, North Vernon, Indiana
47265
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code:
(812) 953-1481
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.02 Unregistered
Sales of Equity Securities.
Effective March 24,
2016, WindStream Technologies, Inc. (the “Company”) issued 177,000,000 shares of common stock to an accredited investor
upon conversion of $9,204 in principal of an outstanding senior secured convertible debenture at a conversion price of $0.000052
per share.
The above issuance was made in reliance on
an exemption from registration set forth in Section 4(a)(2) of the Securities Act of 1933, as amended, and/or Regulation D promulgated
thereunder.
Effective March 24,
2016, after the issuances described above, the Company had 3,568,678,948 shares of common stock issued and outstanding.
SIGNATURE
Pursuant to the requirement
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
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WINDSTREAM
TECHNOLOGIES, INC.
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Date:
March 28, 2016
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By:
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/s/
WILLIAM K. THORPE
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William
K. Thorpe
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Chief
Financial Officer
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