Current Report Filing (8-k)
January 06 2016 - 11:40AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 6, 2016
_________________
22nd
Century Group, Inc.
(Exact
Name of Registrant as Specified in Charter)
Nevada |
001-36338 |
98-0468420 |
(State or Other Jurisdiction
of Incorporation) |
(Commission File Number) |
(I.R.S. Employer
Identification No.) |
|
|
|
9530 Main Street
Clarence, New York
(Address of Principal Executive Office) |
14031
(Zip Code) |
Registrant’s telephone number, including
area code: (716) 270-1523 |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 Regulation FD Disclosure.
22nd Century Group,
Inc. (the “Company”) preliminarily expects to generate revenues from the sales of products of at least $12 million
for the year ending December 31, 2016, an increase of 50% when compared to the recently issued expectations for 2015.
Cautionary Note Regarding Forward-Looking
Statements:
This Form 8-K contains
forward-looking information, including all statements that are not statements of historical fact regarding the intent, belief or
current expectations of 22nd Century Group, Inc., its directors or its officers with respect to the contents of this press release,
including but not limited to our future revenue expectations. The words “may,” “would,” “will,”
“expect,” “estimate,” “anticipate,” “believe,” “intend” and similar
expressions and variations thereof are intended to identify forward-looking statements. We cannot guarantee future results, levels
of activity or performance. You should not place undue reliance on these forward-looking statements, which speak only as of the
date that they were made. These cautionary statements should be considered with any written or oral forward-looking statements
that we may issue in the future. Except as required by applicable law, including the securities laws of the United States, we do
not intend to update any of the forward-looking statements to conform these statements to reflect actual results, later events
or circumstances, or to reflect the occurrence of unanticipated events. You should carefully review and consider the various disclosures
made by us in our annual report on Form 10-K for the fiscal year ended December 31, 2014, filed on February 5, 2015, including
the section entitled “Risk Factors,” and our other reports filed with the U.S. Securities and Exchange Commission which
attempt to advise interested parties of the risks and factors that may affect our business, financial condition, results of operation
and cash flows. If one or more of these risks or uncertainties materialize, or if the underlying assumptions prove incorrect, our
actual results may vary materially from those expected or projected in 2016.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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22nd Century Group, Inc. |
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/s/ Thomas L. James |
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Date: January 6, 2016 |
Thomas L. James |
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Vice President, General Counsel & Secretary |
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