Report of Foreign Issuer (6-k)
October 13 2015 - 12:44PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of October 2015
Commission file number 0-30752
AETERNA ZENTARIS INC.
1405 du Parc-Technologique Boulevard
Quebec City, Québec
Canada, G1P 4P5
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes o No x
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .
DOCUMENTS INDEX
Documents |
|
Description |
99.1 |
|
Press Release dated October 12, 2015 |
99.2 |
|
Material Change Report of the Registrant dated October 13, 2015 |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AETERNA ZENTARIS INC. |
|
|
|
|
|
By: |
/s/ Philip A. Theodore |
|
|
Philip A. Theodore |
|
|
Senior Vice President |
|
Date: October 13, 2015 |
|
3
Exhibit 99.1
Aeterna Zentaris Announces Restructuring of Finance & Accounting Operations
and Closure of Quebec City Office
Quebec City, Canada, October 12, 2015 Aeterna Zentaris Inc. (NASDAQ: AEZS) (TSX: AEZ) (the Company), a specialty biopharmaceutical company engaged in developing and commercializing novel treatments in oncology, endocrinology and womens health, today announced the departure of Dennis Turpin, the Companys former Senior Vice President, Chief Financial Officer, and the decision to close its Quebec City office.
David A. Dodd, Chairman, President and Chief Executive Officer of the Company commented, After a comprehensive review, the Companys Board reached the decision to take these actions, including the closure of our Quebec City office by the end of December, making all associates based there redundant. We will transfer many of the functions now performed in our Quebec City office to other personnel and we will strengthen our financial team with the addition of new finance and accounting personnel in our Charleston, South Carolina office. A comprehensive search for a Chief Financial Officer and the other finance and accounting personnel required is underway. Mr. Keith Santorelli, our Vice President, Finance, will succeed Mr. Turpin as our Chief Accounting Officer, with responsibility for all internal and external financial reporting on an interim basis while the Company conducts an external search for a permanent CFO. We appreciate Keiths leadership and commitment to ensuring a smooth transition in our finance and accounting function.
I would like to thank our colleagues in Quebec City for their contributions to the Company. This decision was difficult but necessary. With these actions, we intend to create value for our shareholders by
· Enhancing shareholder and investment community confidence and support
· Improving our operating effectiveness and efficiency and
· Increasing the strength of our management team.
We will provide information regarding the financial implications of these actions during our discussion of our third quarter results.
About Aeterna Zentaris Inc.
Aeterna Zentaris is a specialty biopharmaceutical company engaged in developing and commercializing novel treatments in oncology, endocrinology and womens health. For more information, visit www.aezsinc.com.
Contact
Philip A. Theodore
Senior Vice President
843-900-3211
ptheodore@aezsinc.com
-30-
Exhibit 99.2
FORM 51-102F3
MATERIAL CHANGE REPORT
Item 1 Name and Address of Company
Aeterna Zentaris Inc.
1405 du Parc-Technologique Boulevard
Quebec City, Quebec
Canada, G1P4P5
Item 2 Date of Material Change
October 9, 2015
Item 3 News Release
On October 12, 2015, the Company issued a news release indicating the material change, which was disseminated in Canada on the CNW newswire service.
Item 4 Summary of Material Change
On October 9, 2015, the Companys Board of Directors determined to terminate immediately the employment of Mr. Dennis Turpin, the Companys former Senior Vice President, Chief Financial Officer, and to close the Companys office in Quebec City, Quebec by December 31, 2015, making all associates based there redundant. These decisions were communicated to Mr. Turpin and the other affected employees of the Company on October 9, 2015. A comprehensive search for a Chief Financial Officer is underway. Mr. Keith Santorelli, the Companys Vice President, Finance, will succeed Mr. Turpin as the Companys Chief Accounting Officer, with responsibility for all internal and external financial reporting on an interim basis while the Company conducts an external search for a permanent Chief Financial Officer.
Item 5 Full Description of Material Change
See Item 4.
Item 6 Reliance on subsection 7.1(2) or (3) of National Instrument 51-102
Not applicable
Item 7 Omitted Information
Not applicable
Item 8 Executive Officer
Further information regarding the matters described in this report may be obtained from Philip A. Theodore, Senior Vice President, General Counsel. Mr. Theodore is knowledgeable about the details of the material change and may be contacted at (843) 900-3211.
Item 9 Date of Report
October 13, 2015
Aeterna Zentaris (NASDAQ:AEZS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aeterna Zentaris (NASDAQ:AEZS)
Historical Stock Chart
From Apr 2023 to Apr 2024