(11)
Shares beneficially owned by Ms. Piwnica include (i) 9,000 shares of common stock, (ii) 3,000 restricted stock units, all of which were unvested as of July 31, 2015, and (iii) 44,000 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015. Ms. Piwnica is Director of NAXOS UK, an advisor to Naxos Capital Partners SCA Sicar and was designated to serve as our director by Naxyris SA, an investment vehicle owned by Naxos Capital Partners SCA Sicar. NAXOS UK is affiliated with Naxos Capital Partners SCA Sicar. Ms. Piwnica disclaims beneficial ownership of all shares of Amyris common stock that are or may be beneficially owned by Naxyris SA or any of its affiliates.
(12)
Shares beneficially owned by Dr. Reinach include (i) 9,000 shares of common stock, (ii) 170,397 shares of common stock held by Sualk Capital Ltd, an entity for which Dr. Reinach serves as sole director, (iii) 3,000 restricted stock units all of which were unvested July 31, 2015, and (iv) 44,000 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(13)
Shares beneficially owned by His Highness include (i) 6,000 shares of common stock, (ii) 7,484,601 shares of common stock held by Biolding Investment SA, an entity indirectly owned by His Highness, (iii) 3,000 restricted stock units, all of which were unvested as of July 31, 2015, and (iv) 38,000 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(14)
Shares beneficially owned by Mr. Williams include (i) 3,000 shares of common stock, (ii) 3,000 restricted stock units all of which were unvested as of July 31, 2015, and (iii) 27,000 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(15)
Shares beneficially owned by Dr. Yang include (i) 30,000 shares of common stock, (ii) 3,000 restricted stock units all of which were unvested as of July 31, 2015, and (iii) 132,666 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(16)
Shares beneficially owned by Dr. Cherry include (i) 174,004 shares of common stock, (ii) 208,333 restricted stock units all of which were unvested July 31, 2015, and (iii) 364,541 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(17)
Shares beneficially owned by Mr. Khadder include (i) 49,527 shares of common stock, (ii) 174,999 restricted stock units, all of which were unvested as of July 31, 2015, and (iii) 135,115 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015.
(18)
Shares beneficially owned by Mr. Diniz include (i) 103,335 shares of common stock, (ii) 77,999 restricted stock units all of which were unvested July 31, 2015, and (iii) 302,770 shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015. Mr. Diniz ceased serving as an executive officer in January 2015, at which time Raffi Asadorian assumed the role of Chief Financial Officer.
(19)
Shares beneficially owned by Ms. McFerson include (i) 80,000 shares of common stock and (ii) no shares of common stock issuable upon exercise of options that were exercisable within 60 days of July 31, 2015. Ms. McFerson ceased serving as an executive officer in January 2015 and her employment terminated in January 2015.
(20)
Shares beneficially owned by all our executive officers and directors as a group include the shares of common stock described in footnotes (6) through (17) above. Additionally, all restricted stock units held by Raffi Asadorian, our Chief Financial Officer, as of January 6, 2015, are deemed beneficially owned upon the date of grant, and are included in the aggregate calculation of all directors and executive officers as a group.
The table above does not give effect to the shares of our common stock sold in Additional Closings that may occur subsequent to July 31, 2015, or to warrants issued in such closings.