Definitive Materials Filed by Investment Companies. (497)
March 12 2014 - 1:12PM
Edgar (US Regulatory)
F
INANCIAL
I
NVESTORS
T
RUST
ALPS/Red Rocks Listed Private Equity Fund
(the “Fund”)
S
UPPLEMENT
DATED
M
ARCH
12, 2014
TO
THE
S
UMMARY
P
ROSPECTUS
AND
P
ROSPECTUS
FOR
THE
F
UND
,
DATED
A
UGUST
31, 2013,
AS
SUPPLEMENTED
FROM
TIME
TO
TIME
Effective March 12, 2014, the following changes are being made with respect to the Fund:
Summary Section and Summary Prospectus
With respect to the summary section and summary prospectus for the ALPS/Red Rocks Listed Private Equity Fund, Class A, Class C, Class I and
Class R shares, the “Annual Total Returns” and “Average Annual Total Returns” tables are hereby deleted and replaced with the following tables:
Annual Total Returns
(years ended 12/31)
Class A Shares
Average Annual Total Returns
(for the period ended December 31, 2013)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 Year
|
|
|
5 Year
|
|
|
Since
Inception
(December
31, 2007)
|
|
|
Class A Shares
|
|
|
Return Before
Taxes
|
|
|
33.47
|
%
|
|
|
20.21
|
%
|
|
|
-1.20%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Return After
Taxes on Distributions
|
|
|
29.90
|
%
|
|
|
17.30
|
%
|
|
|
-3.25
|
%
|
|
Return After
Taxes on Distributions and Sale of Fund Shares
|
|
|
18.98
|
%
|
|
|
14.99
|
%
|
|
|
-1.86
|
%
|
|
Class C Shares
|
|
|
Return Before
Taxes
|
|
|
39.42
|
%
|
|
|
20.53
|
%
|
|
|
-1.10
|
%
|
|
Class I Shares
|
|
|
Return Before
Taxes
|
|
|
41.78
|
%
|
|
|
21.88
|
%
|
|
|
0.01
|
%
|
|
Class R Shares
|
|
|
Return Before
Taxes
|
|
|
41.96
|
%
|
|
|
21.20
|
%
|
|
|
-0.57
|
%
|
|
MSCI World
Index
(reflects no deduction for fees, expenses or taxes)
|
|
|
27.37
|
%
|
|
|
15.68
|
%
|
|
|
3.59
|
%
|
|
Red Rocks Global Listed Private Equity Index
(reflects no deduction for fees, expenses or taxes)
|
|
|
39.10
|
%
|
|
|
23.44
|
%
|
|
|
0.98
|
%
|
|
S&P Listed Private Equity Index
(reflects no deduction for fees, expenses or taxes)
|
|
|
37.19
|
%
|
|
|
25.46
|
%
|
|
|
1.82
|
%
|
*The Red Rocks Global Listed Private Equity Index is replacing the S&P Listed Private Equity Index as the
Fund’s secondary index. The Red Rocks Global Listed Private Equity Index includes securities, ADRs and GDRs of 40 to 75 private equity companies, including business development companies, master limited partnerships and other vehicles whose
principal business is to invest in, lend capital to or provide services to privately held companies. The Red Rocks Global Listed Private Equity Index is managed by the Fund’s Sub-Adviser. The Adviser and Sub-Adviser made this recommendation to
the Board because the new index more closely aligns to the Fund’s investment strategies and investment restrictions. Information on both indices will be shown for a one-year transition period.
I
NVESTORS
S
HOULD
R
ETAIN
T
HIS
S
UPPLEMENT
FOR
F
UTURE
R
EFERENCE
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