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RNS Number : 3257N
Bank of America Merrill Lynch
31 August 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 30/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 61,354 GBP 4.23 GBP 4.21
Common - GB00B17BBQ50 Sale 29,824 GBP 4.30 GBP 4.19
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 32861 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 531 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 600 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 1481 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 1493 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 1905 GBP 4.19
Common - GB00B17BBQ50 Swap SHORT 2319 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 3025 GBP 4.23
Common - GB00B17BBQ50 Swap SHORT 95 GBP 4.19
Common - GB00B17BBQ50 Swap SHORT 3539 GBP 4.22
Common - GB00B17BBQ50 Swap SHORT 3252 GBP 4.22
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 513 GBP 4.28
Common - GB00B17BBQ50 Swap LONG 3617 GBP 4.23
Common - GB00B17BBQ50 Swap LONG 1026 GBP 4.19
Common - GB00B17BBQ50 Swap LONG 692 GBP 4.17
Common - GB00B17BBQ50 Swap LONG 600 GBP 4.23
Common - GB00B17BBQ50 Swap LONG 533 GBP 4.23
Common - GB00B17BBQ50 Swap LONG 479 GBP 4.23
Common - GB00B17BBQ50 Swap LONG 395 GBP 4.22
Common - GB00B17BBQ50 Swap LONG 268 GBP 4.17
Common - GB00B17BBQ50 Swap LONG 9278 GBP 4.19
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose Hansen
Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
Hansen Transmissions
principal trader is connected: International NV
(d) Date dealing undertaken: 30/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 279 GBP 0.64 GBP 0.64
Common - BE0947727377 Sale 45,230 GBP 0.64 GBP 0.63
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 279 GBP 0.64
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 811 GBP 0.62
Common - BE0947727377 Swap LONG 900 GBP 0.62
Common - BE0947727377 Swap LONG 2325 GBP 0.62
Common - BE0947727377 Swap LONG 7467 GBP 0.63
Common - BE0947727377 Swap LONG 8499 GBP 0.64
Common - BE0947727377 Swap LONG 25228 GBP 0.63
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group
Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 30/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 6,255 GBP 0.90 GBP 0.90
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 2125 GBP 0.90
Common - GB0030221864 Swap SHORT 1961 GBP 0.90
Common - GB0030221864 Swap SHORT 1713 GBP 0.90
Common - GB0030221864 Swap SHORT 456 GBP 0.90
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 30/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 2,449 ZAR 49.10 ZAR 49.10
Common - ZAE000081949 Sale 2,449 ZAR 49.10 ZAR 49.10
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price
per unit
relevant reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
This information is provided by RNS
The company news service from the London Stock Exchange
END
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