TIDMZZZZ TIDMINVP TIDMHSN TIDMAU.
RNS Number : 8675M
Bank of America Merrill Lynch
23 August 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose relevant
securities this INVESTEC PLC
form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 22/08/2011
(e) Has the EPT previously disclosed, or is it today disclosing,
under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 15,783 GBP 3.89 GBP 3.77
Common - GB00B17BBQ50 Sale 67,598 GBP 3.79 GBP 3.80
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap SHORT 9837 GBP 3.84
Common - GB00B17BBQ50 Swap SHORT 2177 GBP 3.86
Common - GB00B17BBQ50 Swap SHORT 1589 GBP 3.77
Common - GB00B17BBQ50 Swap SHORT 1380 GBP 3.89
Common - GB00B17BBQ50 Swap SHORT 800 GBP 3.86
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap LONG 1789 GBP 3.78
Common - GB00B17BBQ50 Swap LONG 100 GBP 3.94
Common - GB00B17BBQ50 Swap LONG 600 GBP 3.94
Common - GB00B17BBQ50 Swap LONG 2485 GBP 3.85
Common - GB00B17BBQ50 Swap LONG 15132 GBP 3.85
Common - GB00B17BBQ50 Swap LONG 18041 GBP 3.86
Common - GB00B17BBQ50 Swap LONG 21158 GBP 3.86 Common -
GB00B17BBQ50 Swap LONG 1568 GBP 3.84
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of
securities Exercise price per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per
unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose relevant
securities this Hansen Transmissions International NV
form relates:
(c) Name of the party to the offer with which exempt Advisor to
Hansen Transmissions International NV
principal trader is connected:
(d) Date dealing undertaken: 22/08/2011
(e) Has the EPT previously disclosed, or is it today disclosing,
under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 2,791 GBP 0.62 GBP 0.62
Common - BE0947727377 Sale 6,199 GBP 0.62 GBP 0.62
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - BE0947727377 Swap SHORT 2791 GBP 0.62
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - BE0947727377 Swap LONG 210 GBP 0.62
Common - BE0947727377 Swap LONG 5989 GBP 0.62
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of
securities Exercise price per unit
(d) Other dealings (including subscribing for new
securities)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/08/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose relevant
securities this Autonomy Corporation Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to
Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 22/08/2011
(e) Has the EPT previously disclosed, or is it today disclosing,
under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Convertible Bond XS0487597006 Purchase 3,800,000 GBP 147.55 GBP
147.55
Convertible Bond XS0487597006 Sale 1,000,000 GBP 148.00 GBP
148.00
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of
securities Exercise price per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per
unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose relevant
securities this Autonomy Corporation Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to
Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 22/08/2011
(e) Has the EPT previously disclosed, or is it today disclosing,
under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 1,562,898 GBP 24.95 GBP 24.76
Common - GB0055007982 Sale 1,676,340 GBP 24.94 GBP 24.74
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - GB0055007982 Swap SHORT 20617 GBP 24.85
Common - GB0055007982 Swap SHORT 174 GBP 24.88
Common - GB0055007982 Swap SHORT 1063 GBP 24.86
Common - GB0055007982 Swap SHORT 2330 GBP 24.85
Common - GB0055007982 Swap SHORT 2496 GBP 24.84
Common - GB0055007982 Swap SHORT 2674 GBP 24.84
Common - GB0055007982 Swap SHORT 2840 GBP 24.76
Common - GB0055007982 Swap SHORT 3744 GBP 24.84
Common - GB0055007982 Swap SHORT 6528 GBP 24.88
Common - GB0055007982 Swap SHORT 6824 GBP 24.83
Common - GB0055007982 Swap SHORT 116 GBP 24.84
Common - GB0055007982 Swap SHORT 17563 GBP 24.85
Common - GB0055007982 Swap SHORT 35776 GBP 24.88
Common - GB0055007982 Swap SHORT 10575 GBP 24.85
Class of Product description Nature of dealing Number of
reference Price per unit
relevant eg. CFD securities
security
Common - GB0055007982 Swap LONG 52 GBP 24.83
Common - GB0055007982 Swap LONG 35776 GBP 24.89
Common - GB0055007982 Swap LONG 10749 GBP 24.89
Common - GB0055007982 Swap LONG 6074 GBP 24.89
Common - GB0055007982 Swap LONG 4406 GBP 24.84
Common - GB0055007982 Swap LONG 4285 GBP 24.82
Common - GB0055007982 Swap LONG 2674 GBP 24.94
Common - GB0055007982 Swap LONG 2027 GBP 24.82
Common - GB0055007982 Swap LONG 689 GBP 24.86 Common -
GB0055007982 Swap LONG 32500 GBP 24.74
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of
securities Exercise price per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per
unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/08/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
This information is provided by RNS
The company news service from the London Stock Exchange
END
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