Thomas Weisel Partners Group, Inc. - Initial Statement of Beneficial Ownership (3)
February 25 2008 - 4:28PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Gay Keith
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/20/2008
|
3. Issuer Name
and
Ticker or Trading Symbol
Thomas Weisel Partners Group, Inc. [TWPG]
|
(Last)
(First)
(Middle)
C/O THOMAS WEISEL PARTNERS, ONE MONTGOMERY STREET, SUITE 3700
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Director of Research /
|
(Street)
SAN FRANCISCO, CA 94104
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
118900
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Unit
|
(1)
|
(1)
|
Common Stock
|
13769
|
$0
(1)
|
D
|
|
Explanation of Responses:
|
(
1)
|
The restricted stock units will vest in equal installments on the first, second, third and fourth anniversaries of the grant
date. Each unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of the
Common Stock underlying the unit on the vesting date. Payment may be made in cash, shares of Common Stock or a combination
thereof, in the sole discretion of the Compensation Committee. On February 9, 2007 6,808 restricted stock units were
granted, of which 5,106 remain unvested. The other 8,663 restricted stock units were granted in February 8, 2008.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Gay Keith
C/O THOMAS WEISEL PARTNERS
ONE MONTGOMERY STREET, SUITE 3700
SAN FRANCISCO, CA 94104
|
|
|
Director of Research
|
|
Signatures
|
/s/ Mark P. Fisher, Attorney-in-Fact
|
|
2/25/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Thomas Weisel (NASDAQ:TWPG)
Historical Stock Chart
From May 2024 to Jun 2024
Thomas Weisel (NASDAQ:TWPG)
Historical Stock Chart
From Jun 2023 to Jun 2024