- Statement of Changes in Beneficial Ownership (4)
June 02 2011 - 3:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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RIGGS MEL G
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2. Issuer Name
and
Ticker or Trading Symbol
CLAYTON WILLIAMS ENERGY INC /DE
[
CWEI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President & COO
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(Last)
(First)
(Middle)
6 DESTA DRIVE, SUITE 6500
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2011
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(Street)
MIDLAND, TX 79705
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.10 par value
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3044147
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I
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See
(1)
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Common Stock, $.10 par value
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6/1/2011
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P
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500
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A
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$69.60
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9388
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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This amount includes 3,041,412 shares owned by The Williams Children's Partnership, Ltd. ("WCPL"), a family limited partnership in which the five adult children of Clayton W. Williams, Jr., the Chairman of the Board and Chief Executive Officer of the Issuer, are limited partners, LPL/Williams GP, LLC ("LPL/Williams") is the sole general partner of WCPL and the Reporting Person is the sole member of LPL/Williams. As the sole member of LPL/Williams, the Reporting Person has a pecuniary interest in only 0.002% of the Issuer's common stock held by WCPL and disclaims beneficial ownership of the remaining 99.998% of the Issuer's common stock held by WCPL. This amount also includes 1,382 shares in which the Reporting person holds a power of attorney and 1,353 shares held in the Company's 401(k) Plan and Trust, of which 3 shares have been acquired since 5/11/11.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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RIGGS MEL G
6 DESTA DRIVE, SUITE 6500
MIDLAND, TX 79705
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X
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X
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Executive Vice President & COO
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Signatures
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/s/ Mel G. Riggs
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6/2/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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