- Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17G)
August 24 2011 - 5:13PM
Edgar (US Regulatory)
August 24, 2011
VIA EDGAR
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549-0505
Re:
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New Mountain Finance Corporation, New Mountain Finance Holdings, LLC, and New Mountain Finance AIV Holdings Corporation – Joint Fidelity Bond - (Bond No. RNN760725/01/2011)
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Dear Sir or Madam:
Enclosed for filing on behalf of New Mountain Finance Corporation, New Mountain Finance Holdings, LLC, and New Mountain Finance AIV Holdings Corporation, each referred to herein individually as a “Fund” and collectively as the “Funds”, in accordance with Rule 17g-1 under the Investment Company Act of 1940, as amended (the “1940 Act”) please find the following:
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1)
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A copy of the Funds’ joint insured fidelity bond (the “Bond”) (attached as Exhibit A).
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2)
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A copy of the Board meeting resolutions, which were adopted by the Boards, and a majority of the members thereof who are not “interested persons” (as defined by the 1940 Act) of the Funds (attached as Exhibit B).
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3)
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A copy of the Joint Insured Agreement, by and among the Funds, meeting the requirements of Rule 17g-1 paragraph (f) (attached as Exhibit C).
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4)
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A statement showing the amount of a single insured bond, which each Fund would have been required to provide and maintain had each Fund not been named as a joint insured under the Bond (attached as Exhibit D).
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The Funds have paid a premium for a $1.0 million bond for the policy period May 19, 2011 through May 19, 2012.
If you have any questions, please do not hesitate to contact me at 212.220.4247.
Sincerely,
/s/ Adam B. Weinstein
Adam B. Weinstein
Chief Financial Officer and Treasurer
New Mountain Finance (NYSE:NMFC)
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