Item 8.01 Other Events.
On December 14, 2016, The Kroger Co. (the Company) filed Registration Statement No. 333-215085 on Form S-3 with the Securities and Exchange Commission pursuant to Rule 415 registering an indeterminate amount of securities (the Registration Statement). Pursuant to a Prospectus Supplement dated July 17, 2017, the Company is issuing $400,000,000 of debt securities denominated 2.800% Senior Notes due 2022, $600,000,000 of debt securities denominated 3.700% Senior Notes due 2027, and $500,000,000 of debt securities denominated 4.650% Senior Notes due 2048 (collectively, the Notes).
Filed as Exhibit 1.1 to the Registration Statement was a form of Underwriting Agreement for the issuance of debt securities. In connection with the issuance of the Notes, the Company has executed an Underwriting Agreement and a Pricing Agreement each dated as of July 17, 2017, among the Company, Mizuho Securities USA LLC, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities, LLC, BB&T Capital Markets, a division of BB&T Securities, LLC, BNY Mellon Capital Markets, LLC, Fifth Third Securities, Inc., MUFG Securities Americas Inc., PNC Capital Markets LLC, Santander Investment Securities Inc., The Williams Capital Group, L.P., and CastleOak Securities, L.P. The Underwriting Agreement is attached hereto as Exhibit 1.1 and the Pricing Agreement is attached hereto as Exhibit 1.1.1.
The form of Indenture for the Notes was filed as Exhibit 4.1 to the Registration Statement.
The Forty-Second Supplemental Indenture, relating to the 2.800% Senior Notes due 2022, dated as of July 24, 2017, between the Company and U.S. Bank National Association (formerly known as Firstar Bank, National Association), as Trustee, supplements the Indenture dated as of June 25, 1999, between the Company and Firstar Bank, National Association, as Trustee. The Forty-Second Supplemental Indenture is attached hereto as Exhibit 4.3.1.
The Forty-Third Supplemental Indenture, relating to the 3.700% Senior Notes due 2027, dated as of July 24, 2017, between the Company and U.S. Bank National Association (formerly known as Firstar Bank, National Association), as Trustee, supplements the Indenture dated as of June 25, 1999, between the Company and Firstar Bank, National Association, as Trustee. The Forty-Third Supplemental Indenture is attached hereto as Exhibit 4.3.2.
The Forty-Fourth Supplemental Indenture, relating to the 4.650% Senior Notes due 2048, dated as of July 24, 2017, between the Company and U.S. Bank National Association (formerly known as Firstar Bank, National Association), as Trustee, supplements the Indenture dated as of June 25, 1999, between the Company and Firstar Bank, National Association, as Trustee. The Forty-Fourth Supplemental Indenture is attached hereto as Exhibit 4.3.3.
An opinion of Christine S. Wheatley, Esq., including her consent, is attached hereto as Exhibit 5.1. An opinion of Freshfields Bruckhaus Deringer US LLP, including its consent, is attached hereto as Exhibit 5.2.
The Company expects to use the net proceeds of this offering to fund a contribution to its company-sponsored defined benefit plan, to refinance long-term indebtedness that matures in August 2017, and for general corporate purposes.