Form 8-K - Current report
July 11 2023 - 4:16PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section
13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 11, 2023 (July 10, 2023)
RUNWAY GROWTH FINANCE CORP.
(Exact name of registrant as specified in its
charter)
Maryland |
|
000-55544 |
|
47-5049745 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
205 N. Michigan Ave., Suite 4200
Chicago, Illinois 60601
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including area code: (312) 281-6270
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.01 per share |
|
RWAY |
|
Nasdaq Global Select Market LLC |
7.50% Notes due 2027 |
|
RWAYL |
|
Nasdaq Global Select Market LLC |
8.00% Notes due 2027 |
|
RWAYZ |
|
Nasdaq Global Select Market LLC |
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities
Exchange Act of 1934. Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
July 10, 2023, Brian Laibow informed the Board of Directors (the “Board”) of Runway Growth Finance Corp., a Maryland corporation
(the “Company”), of his intent to resign as director of the Company, effective upon the appointment by the Board of another
nominee by OCM Growth Holdings, LLC (“OCM”) in accordance with the Stockholder Agreement between the Company and OCM, dated
December 15, 2016. Mr. Laibow’s decision was not due to any disagreements with the Company relating to the Company’s operations,
policies or practices. The Company thanks Mr. Laibow for his service to the Company and wishes him well.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 11, 2023 |
RUNWAY GROWTH FINANCE
CORP. |
|
|
|
|
|
|
|
By: |
/s/ Thomas B. Raterman |
|
|
Thomas B. Raterman |
|
|
Chief Operating Officer, Chief
Financial Officer, Treasurer and Secretary |
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Jul. 10, 2023 |
Document Information [Line Items] |
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Document Type |
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Amendment Flag |
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Document Period End Date |
Jul. 10, 2023
|
Entity File Number |
000-55544
|
Entity Registrant Name |
RUNWAY GROWTH FINANCE CORP.
|
Entity Central Index Key |
0001653384
|
Entity Tax Identification Number |
47-5049745
|
Entity Incorporation, State or Country Code |
MD
|
Entity Address, Address Line One |
205 N. Michigan Ave.
|
Entity Address, Address Line Two |
Suite 4200
|
Entity Address, City or Town |
Chicago
|
Entity Address, State or Province |
IL
|
Entity Address, Postal Zip Code |
60601
|
City Area Code |
312
|
Local Phone Number |
281-6270
|
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|
Common Stock, par value $0.01 per share |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Common Stock, par value $0.01 per share
|
Trading Symbol |
RWAY
|
Security Exchange Name |
NASDAQ
|
7.50% Notes due 2027 |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
7.50% Notes due 2027
|
Trading Symbol |
RWAYL
|
Security Exchange Name |
NASDAQ
|
8.00% Notes due 2027 |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
8.00% Notes due 2027
|
Trading Symbol |
RWAYZ
|
Security Exchange Name |
NASDAQ
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