- Amended Statement of Ownership (SC 13G/A)
January 08 2009 - 5:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
RICKS CABARET INTERNATIONAL, INC.
(Name of Issuer)
Common Stock, $0.01 Par Value
(Title of Class of Securities)
765641303
(CUSIP Number)
December 31, 2008
(Date of Event which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
þ
Rule 13d-1(c)
o
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting persons initial
filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be
filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or
otherwise subject to the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
Page 1 of 8
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
765641303
|
13G
|
Page
|
|
2
|
|
of
|
|
8
|
Pages
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sigma Capital Management, LLC
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
0 (see Item 4)
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
0 (see Item 4)
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
0 (see Item 4)
|
|
|
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
0% (see Item 4)
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON*
|
|
|
|
00
|
*SEE INSTRUCTION BEFORE FILLING OUT
Page 2 of 8
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
765641303
|
13G
|
Page
|
|
3
|
|
of
|
|
8
|
Pages
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sigma Capital Associates, LLC
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Anguilla, British West Indies
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
0 (see Item 4)
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
0 (see Item 4)
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
0 (see Item 4)
|
|
|
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
0% (see Item 4)
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON*
|
|
|
|
00
|
*SEE INSTRUCTION BEFORE FILLING OUT
Page 3 of 8
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
765641303
|
13G
|
Page
|
|
4
|
|
of
|
|
8
|
Pages
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven A. Cohen
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
United States
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
0 (see Item 4)
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
0 (see Item 4)
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
0 (see Item 4)
|
|
|
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
0% (see Item 4)
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON*
|
|
|
|
IN
|
*SEE INSTRUCTION BEFORE FILLING OUT
Page 4 of 8
|
|
|
Item 1(a)
|
|
Name of Issuer
:
|
|
|
|
|
|
Ricks Cabaret International, Inc.
|
|
|
|
Item 1(b)
|
|
Address of Issuers Principal Executive Offices
:
|
|
|
|
|
|
10959 Cutten Road, Houston, Texas 77066
|
|
|
|
Items 2(a)
|
|
Name of Person Filing:
|
|
|
|
|
|
This statement is filed by: (i) Sigma Capital Management, LLC (Sigma
Management) with respect to shares of common stock, $0.01 par value
(Shares), of the Issuer beneficially owned by Sigma Capital
Associates, LLC (Sigma Capital Associates); (ii) Sigma Capital
Associates with respect to Shares beneficially owned by it; and (iii)
Steven A. Cohen with respect to Shares beneficially owned by Sigma
Management and Sigma Capital Associates.
|
|
|
|
Item 2(b)
|
|
Address of Principal Business Office
:
|
|
|
|
|
|
The address of the principal business office of (i) Mr. Cohen is 72
Cummings Point Road, Stamford, Connecticut 06902, (ii) Sigma
Management is 540 Madison Avenue, New York, New York 10022 and (iii)
Sigma Capital Associates is P.O. Box 58, Victoria House, The Valley,
Anguilla, British West Indies.
|
|
|
|
Item 2(c)
|
|
Citizenship
:
|
|
|
|
|
|
Sigma Management is a Delaware limited liability company. Sigma
Capital Associates is an Anguillan limited liability company. Mr.
Cohen is a United States citizen.
|
|
|
|
Item 2(d)
|
|
Title of Class of Securities
:
|
|
|
|
|
|
Common Stock, $0.01 par value
|
|
|
|
Item 2(e)
|
|
CUSIP Number
:
|
|
|
|
|
|
765641303
|
Page 5 of 8
|
|
|
Item 4
|
|
Ownership
:
|
|
|
|
|
|
As of the close of business on December 31, 2008:
|
|
|
|
|
|
1. Sigma Capital Management, LLC
|
|
|
(a) Amount beneficially owned: -0-
|
|
|
(b) Percent of class: 0%
|
|
|
(c) (i) Sole power to vote or direct the vote: -0-
|
|
|
(ii) Shared power to vote or direct the vote: -0-
|
|
|
(iii) Sole power to dispose or direct the disposition: -0-
|
|
|
(iv) Shared power to dispose or direct the disposition: -0-
|
|
|
|
|
|
2. Sigma Capital Associates, LLC
|
|
|
(a) Amount beneficially owned: -0-
|
|
|
(b) Percent of class: 0%
|
|
|
(c) (i) Sole power to vote or direct the vote: -0-
|
|
|
(ii) Shared power to vote or direct the vote: -0-
|
|
|
(iii) Sole power to dispose or direct the disposition: -0-
|
|
|
(iv) Shared power to dispose or direct the disposition: -0-
|
|
|
|
|
|
3. Steven A. Cohen
|
|
|
(a) Amount beneficially owned: -0-
|
|
|
(b) Percent of class: 0%
|
|
|
(c) (i) Sole power to vote or direct the vote: -0-
|
|
|
(ii) Shared power to vote or direct the vote: -0-
|
|
|
(iii) Sole power to dispose or direct the disposition: -0-
|
|
|
(iv) Shared power to dispose or direct the disposition: -0-
|
|
|
|
|
|
Pursuant to an investment management agreement, Sigma Management
maintains investment and voting power with respect to the securities
held by Sigma Capital Associates. Mr. Cohen controls Sigma
Management. Each of Sigma Management and Mr. Cohen disclaims
beneficial ownership of any of the securities covered by this
statement.
|
|
|
|
Item 5
|
|
Ownership of Five Percent or Less of a Class
:
|
|
|
|
|
|
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following.
þ
|
Page 6 of 8
|
|
|
Item 6
|
|
Ownership of More than Five Percent on Behalf of Another Person
:
|
|
|
|
|
|
Not Applicable
|
|
|
|
Item 7
|
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
:
|
|
|
|
|
|
Not Applicable
|
|
|
|
Item 8
|
|
Identification and Classification of Members of the Group
:
|
|
|
|
|
|
Not Applicable
|
|
|
|
Item 9
|
|
Notice of Dissolution of Group
:
|
|
|
|
|
|
Not Applicable
|
By signing below the signatory certifies that, to the best of his knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or
effect.
Page 7 of 8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated:
January 8, 2009
SIGMA CAPITAL MANAGEMENT, LLC
|
|
|
|
|
By:
|
|
/s/ Peter Nussbaum
|
|
|
Name:
|
|
Peter Nussbaum
|
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
|
|
SIGMA CAPITAL ASSOCIATES, LLC
|
|
|
|
|
|
|
|
By:
|
|
/s/ Peter Nussbaum
|
|
|
Name:
|
|
Peter Nussbaum
|
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
|
|
STEVEN A. COHEN
|
|
|
|
|
|
|
|
By:
|
|
/s/ Peter Nussbaum
|
|
|
Name:
|
|
Peter Nussbaum
|
|
|
Title:
|
|
Authorized Person
|
|
|
Page 8 of 8
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Jun 2024 to Jul 2024
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Jul 2023 to Jul 2024