Form 8-K - Current report
December 11 2023 - 4:01PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date
of earliest event reported): December 8,
2023
NeoVolta,
Inc
(Exact name of registrant
as specified in its charter)
Nevada |
001-41447 |
82-5299263 |
(State or Other Jurisdiction |
(Commission |
(I.R.S. Employer |
of Incorporation) |
File Number) |
Identification No.) |
13651 Danielson Street, Suite A
Poway, CA 92064
(Address of Principal
Executive Offices) (Zip Code)
(800) 364-5464
(Registrant’s
telephone number, including area code)
(Former name or former address,
if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol (s) |
Name
of each exchange on which registered |
Common Stock, par value $0.001 per share |
NEOV |
The NASDAQ Stock Market LLC |
Warrants, each warrant exercisable for one share of common stock |
NEOVW |
The NASDAQ Stock Market LLC |
Item 5.07. Submission
of Matters to a Vote of Security Holders.
On December 8, 2023, NeoVolta,
Inc. (the “Company”) held its annual meeting of stockholders at 2:00 p.m. Pacific Time (the Annual Meeting”) at
the Company’s offices located at 13651 Danielson Street, Suite A, Poway, CA. The number
of shares of common stock that voted on matters presented at the Annual Meeting was 18,071,766, representing approximately 54.4% of the
33,236,091 shares common stock outstanding as of the October 16, 2023, the record date for the Annual Meeting (the “Record Date”).
Each
director nominee was elected and each other matter submitted to a vote of the Company’s stockholders at the Annual Meeting, as described
below, was approved by the requisite vote of the Company’s stockholders. The final voting results for each of the proposals submitted
to a vote of the stockholders of the Company at the Annual Meeting are set forth below.
The
proposals are described in detail in the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission
(the “SEC”) on October 20, 2023 (the “Proxy Statement”) and are incorporated herein by reference.
Proposal
1. The election of five directors, each to serve until the next annual meeting of shareholders, or until each successor is
duly elected and qualified.
Nominee |
|
Votes For |
|
Votes Withheld |
|
Broker Non-Votes |
Brent Willson |
|
6,498,026 |
|
646,021 |
|
10,927,719 |
Steve Bond |
|
6,786,308 |
|
657,739 |
|
10,927,719 |
James Amos |
|
7,036,383 |
|
107,664 |
|
10,927,719 |
Susan Snow |
|
7,040,804 |
|
103,243 |
|
10,927,719 |
John Hass |
|
6,628,687 |
|
515,360 |
|
10,927,719 |
Proposal 2. The
ratification of the appointment of MaloneBailey, LLP as the Company’s independent registered public accounting firm for the fiscal
year ending June 30, 2024.
Votes For |
|
Votes Against |
|
Abstain |
|
Broker Non-Votes |
17,815,591 |
|
255,969 |
|
206 |
|
0 |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned, hereunto duly
authorized.
|
NeoVolta, Inc. |
|
|
|
By |
/s/ Steve Bond |
|
|
Steve Bond
Chief Financial Officer |
Date: December 11, 2023
v3.23.3
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Dec. 08, 2023 |
Document Type |
8-K
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Amendment Flag |
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Document Period End Date |
Dec. 08, 2023
|
Entity File Number |
001-41447
|
Entity Registrant Name |
NeoVolta,
Inc
|
Entity Central Index Key |
0001748137
|
Entity Tax Identification Number |
82-5299263
|
Entity Incorporation, State or Country Code |
NV
|
Entity Address, Address Line One |
13651 Danielson Street
|
Entity Address, Address Line Two |
Suite A
|
Entity Address, City or Town |
Poway
|
Entity Address, State or Province |
CA
|
Entity Address, Postal Zip Code |
92064
|
City Area Code |
(800)
|
Local Phone Number |
364-5464
|
Written Communications |
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Entity Emerging Growth Company |
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Elected Not To Use the Extended Transition Period |
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Common Stock [Member] |
|
Title of 12(b) Security |
Common Stock, par value $0.001 per share
|
Trading Symbol |
NEOV
|
Security Exchange Name |
NASDAQ
|
Warrant [Member] |
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Title of 12(b) Security |
Warrants
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Trading Symbol |
NEOVW
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Security Exchange Name |
NASDAQ
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