Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405
December 29 2023 - 5:15PM
Edgar (US Regulatory)
SEC
FILE NUMBER: 001-34887
CUSIP
NUMBER: 62526P 406
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One): |
x Form 10-K |
¨ Form 20-F |
¨ Form 11-K |
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¨ Form 10-Q |
¨ Form 10-D |
¨ Form N-SAR |
¨ Form N-CSR |
For Period Ended: September 30, 2023
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Transition Report on Form 10-K |
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Transition Report on Form 20-F |
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Transition Report on Form 11-K |
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Transition Report on Form 10-Q |
¨ |
Transition Report on Form N-SAR |
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For the Transition Period Ended: |
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Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the item(s) to which the notification relates: Not applicable.
PART I -- REGISTRANT INFORMATION
MULLEN AUTOMOTIVE
INC.
Full Name of Registrant
N/A
Former Name if Applicable
1405 Pioneer
Street
Address of Principal Executive Office (Street
and Number)
Brea, CA 92821
City, State and Zip Code
PART II – RULES 12b-25(b) AND (c) |
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If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) |
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(a) |
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
x |
(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
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(c) |
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III – NARRATIVE
State below in reasonable detail why the Form 10-K, 20-F, 11-K,
10-Q, 10-D, N-SAR, N-CSR or the transition report portion thereof, could not be filed within the prescribed time period. (Attach extra
sheets if needed.)
Mullen Automotive Inc. (the “Company”) is
in the process of completing valuations related to the assets acquired from Bollinger & ELMS and will have the valuations completed
for the preparation of its consolidated financial statements and will file the Form 10-K within the fifteen-day extension period
provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended.
PART IV – OTHER INFORMATION |
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(1) |
Name and telephone number of person to contact in regard to this notification: |
Jonathan New, Chief Financial Officer |
714 |
613-1900 |
Name |
(Area Code) |
(Telephone Number) |
(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). |
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x Yes ¨No |
(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |
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x Yes ¨ No |
If so: attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
The change in consolidated results of operations will be finalized
once the valuations are complete. The change in the asset valuation will have no impact on the cash
position or cash utilization of the Company. When completed, the Company will be able to finalize the preparation of, and its independent
registered accountants can complete the examination on, the consolidated financial statements for the fiscal year ended September 30,
2023. The Company will file the Form 10-K within the fifteen-day extension period provided under Rule 12b-25 of the Securities
Exchange Act of 1934, as amended.
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
This Form 12b-25 includes “forward-looking statements,”
which may be identified by the use of words such as “anticipates,” “will,” “believes,” “intends,”
“plans,” “expects” and other similar words and expressions that predict or indicate future events or trends that
are not statements of historical matters. These forward-looking statements include statements and expectations about the Company’s
results and the timing of the filing of its Annual Report on Form 10-K for the year ended September 30, 2023. Forward-looking
statements are based on information available at the time those statements are made and/or management’s good faith belief as of
that time with respect to future events, and are subject to risks and uncertainties that could cause actual performance or results to
differ materially from those expressed in or suggested by the forward-looking statements. Such risks and uncertainties include, without
limitation, the risk that, upon completion of further procedures, the financial results for the year ended September 30, 2023 are
different than the information described in this Form 12b-25, and the risk that the Company is unable to complete its closing procedures
in a timely manner to file its Annual Report on Form 10-K, as well as those risks and uncertainties described in the sections entitled
“Risk Factors” in the Company’s most recent Annual Report on Form 10-K with the Securities and Exchange Commission
(“SEC”) and similar disclosures in subsequent periodic and current reports filed with the SEC, which are available on the
SEC website at www.sec.gov. Readers are cautioned not to place undue reliance on forward-looking statements, which speak only as of the
date on which they are made. The Company disclaims any obligation to update or correct any forward-looking statements made herein due
to the occurrence of events after the issuance of this report except as required under federal securities laws.
MULLEN AUTOMOTIVE INC.
(Name of Registrant as Specified in Charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: |
December 29,
2023 |
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By: |
/s/ Jonathan
New |
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Jonathan New |
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Chief Financial Officer |
INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other fully authorized representative. The name and title of the person signing the form shall be typed or printed
beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive
officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.
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