Statement of Changes in Beneficial Ownership (4)

Date : 06/05/2019 @ 9:01PM
Source : Edgar (US Regulatory)
Stock : Mdc Partners Inc. - Class A Subordinate Voting Shares (MDCA)
Quote : 2.6  0.0 (0.00%) @ 9:00AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ross David Corwin
2. Issuer Name and Ticker or Trading Symbol

MDC PARTNERS INC [ MDCA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
See Remarks
(Last)          (First)          (Middle)

745 FIFTH AVENUE, 19TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

6/4/2019
(Street)

NEW YORK, NY 10151
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Shares                  131738   (1) D    
Class A Shares   6/4/2019     A    137500   (2) A $0   269238   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights   (3) $6.60                    1/31/2020   1/31/2022   Class A Shares   43000     43000   D    

Explanation of Responses:
(1)  Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
(2)  137,500 shares of Restricted Stock (Class A Shares) of the Issuer were awarded on June 4, 2019 subject to achievement of financial performance targets and continued employment. Shares will vest in two installments on or prior to March 1, 2020 and March 1, 2021.
(3)  SAR's granted January 31, 2017, vest on the third anniversary of the grant date and expire on January 31, 2022. These SAR's may be settled in cash or stock at the discrtion of the Issuer.

Remarks:
EVP, Strategy & Corporate Development

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Ross David Corwin
745 FIFTH AVENUE
19TH FLOOR
NEW YORK, NY 10151


See Remarks

Signatures
/s/ David Ross 6/5/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Mdc Partners Inc. - Class A Subordinate Voting Shares (NASDAQ:MDCA)
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