Current Report Filing (8-k)
June 02 2021 - 5:01PM
Edgar (US Regulatory)
0001612630
false
0001612630
2021-05-28
2021-05-28
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of report (date of earliest event reported):
May 28, 2021
The Joint Corp.
(Exact name of registrant as specified in
its charter)
Delaware
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001-36724
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90-0544160
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(State or other jurisdiction of incorporation)
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(Commission file number)
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(IRS employer identification number)
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16767 N. Perimeter Drive, Suite 110
Scottsdale, AZ 85260
(Address of principal executive offices)
Registrant’s telephone number, including
area code:
(480) 245-5960
Check the appropriate box below if the Form
8-K is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 Par Value Per Share
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JYNT
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The NASDAQ Capital Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to
a Vote of Security Holders.
The 2021 annual meeting of stockholders
of The Joint Corp. (the “Company”) was held on May 28, 2021. Set forth below is a brief description of each matter
voted on at the meeting and the final voting results.
Proposal 1. The election of seven
members of the Company’s board of directors for terms expiring at the 2022 annual meeting of stockholders. In accordance
with the results below, each nominee was elected to serve as a director.
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Votes For
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Votes Against
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Abstentions
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Matthew E. Rubel
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9,191,423
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440,414
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25,000
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James H. Amos, Jr.
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9,069,921
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569,034
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17,882
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Ronald V. DaVella
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7,509,182
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2,122,423
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25,232
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Suzanne M. Decker
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9,613,537
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25,522
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17,778
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Peter D. Holt
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9,623,820
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15,239
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17,778
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Abe Hong
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9,614,560
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24,395
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17,882
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Glenn J. Krevlin
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9,625,096
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13,963
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17,778
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Proposal 2. The approval, on a non-binding
advisory basis, of the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the
Company’s proxy statement for the 2021 annual meeting of stockholders. In accordance with the results below, the proposed
resolution was approved.
Votes For
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Votes Against
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Abstentions
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9,495,583
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128,623
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32,631
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Proposal 3. The ratification of
the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December
31, 2021. In accordance with the results below, the selection of BDO USA, LLP was ratified.
Votes For
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Votes Against
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Abstentions
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12,076,785
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1,781
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23,999
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Signature
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 2, 2021
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The Joint Corp.
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By
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/s/ Peter D. Holt
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Peter D. Holt
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President and Chief Executive Officer
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