Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405
December 14 2023 - 5:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
Commission File Number 001-34155
(Check One): x Form
10-K ¨ Form 20-F ¨ Form 11-K ¨ Form10-Q ¨ Form 10-D ¨ Form N-CEN
¨ Form N-CSR
For Period Ended: September 30,
2023
| ¨ | Transition Report on Form 10-K |
| ¨ | Transition Report on Form 20-F |
| ¨ | Transition Report on Form 11-K |
| ¨ | Transition Report on Form 10-Q |
For the Transition Period Ended:
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates: Item 8
PART I – REGISTRANT INFORMATION
First Savings Financial Group, Inc.
Full Name of Registrant
N/A
Former Name if Applicable
702 North Shore Drive, Suite 300
Address of Principal Executive Office (Street and Number)
Jeffersonville, Indiana 47130
City, State and Zip Code
PART II – RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
| (a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
x | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or
portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth
calendar day following the prescribed due date; and |
| (c) | The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable. |
PART III – NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F,
11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attached
Extra Sheets if Needed)
The Registrant is unable
to file, without unreasonable effort or expense, its Annual Report on Form 10-K for the fiscal year ended September 30, 2023 (the “Form
10-K”) by the prescribed filing due date of December 14, 2023. The Registrant’s delay in filing the Form 10-K is due primarily
to additional time needed for the Registrant and Registrant’s independent registered public accounting firm to perform additional
testing, documentation, and other closing procedures for the Registrant’s independent registered public accounting firm to complete
its first-year audit of the Registrant’s consolidated financial statements and internal control
over financial reporting as of and for the fiscal year ended September 30, 2023. Notwithstanding the foregoing, the Registrant
does not expect any material change to the financial results to be reported in the Form 10-K compared to those disclosed in the Registrant’s
Current Report on Form 8-K furnished to the Securities and Exchange Commission on November 6, 2023. The Registrant anticipates filing
the Form 10-K no later than the fifteenth (15th) calendar day following the prescribed due date, as permitted by Rule 12b-25
of the Securities Exchange Act of 1934, as amended.
PART IV – OTHER INFORMATION
| (1) | Name and telephone number of person to contact in regard to
this notification: |
|
Tony A. Schoen | |
(812) | |
283-0724 |
|
(Name) | |
(Area Code) | |
(Telephone Number) |
| (2) | Have all other periodic reports
required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during
the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer
is no, identify report(s). x Yes ¨ No |
| (3) | Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the
subject report or portion thereof? x Yes ¨ No |
If so: attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
As previously disclosed in the Registrant’s Current
Report on Form 8-K furnished on November 6, 2023, the Registrant expects to report net income of $8.2 million for fiscal year 2023 compared
to net income of $15.4 million for fiscal year 2022.
First Savings Financial Group, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: December 14, 2023 |
By: |
/s/ Tony A. Schoen |
|
|
Tony A. Schoen |
|
|
Chief Financial Officer |
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