Current Report Filing (8-k)
November 15 2018 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of report (Date of earliest event reported)
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November 15, 2018
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Datawatch Corporation
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(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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(State or Other Jurisdiction of Incorporation)
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000-19960
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02-0405716
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(Commission File Number)
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(IRS Employer Identification No.)
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4 Crosby Drive
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Bedford, Massachusetts
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01730
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(Address of Principal Executive Offices)
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(Zip Code)
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(978) 441-2200
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(Registrant’s Telephone Number, Including Area Code)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (
see
General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02.
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Results of Operations and Financial Condition
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On
November 15, 2018, Datawatch Corporation (“Datawatch”) issued a press release reporting its financial results for its
quarter and year ended September 30, 2018
. A copy of the press
release is attached as Exhibit 99.1 to this report and is incorporated herein by reference.
The information contained
in this Item 2.02, including in Exhibit 99.1 attached hereto and incorporated herein by reference, is intended to be furnished
and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities
Act of 1933, as amended. The information contained herein and in the accompanying exhibits shall not be incorporated by reference
into any filing with the U.S. Securities and Exchange Commission (“SEC”) made by Datawatch, whether made before or
after the date hereof, regardless of any general incorporation language in such filings.
Item 9.01
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Financial Statements and Exhibits
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The following Exhibit is furnished as part
of this report:
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DATAWATCH CORPORATION
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By:
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/s/ James Eliason
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Name:
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James Eliason
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Title:
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Chief Financial Officer
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Date: November 15, 2018
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