Basin Water, Inc. (Other) (SC 13G)
September 26 2007 - 10:44AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. )*
Basin Water, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
07011T306
(CUSIP Number)
July 3, 2007
Date of Event Which Requires Filing of the Statement
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No.
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07011T306
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13G
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Page
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2
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of
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10
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1
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NAMES OF REPORTING PERSONS
KBC Asset Management Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Ireland
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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1,184,871 shares of Common Stock
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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1,184,871 shares of Common Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,184,871 shares of Common Stock
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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Approximately 5.94% as of the date of this filing (based on 19,942,797 shares of Common Stock issued and outstanding as of August 10, 2007)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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Page 2 of 10
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CUSIP No.
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07011T306
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13G
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Page
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3
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of
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10
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1
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NAMES OF REPORTING PERSONS
KBC Group NV
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Belgium
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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|
OWNED BY
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1,184,871 shares of Common Stock
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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1,184,871 shares of Common Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
|
|
1,184,871 shares of Common Stock
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10
|
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
o
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|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
Approximately 5.94%as of the date of this filing (based on 19,942,797 shares of Common Stock issued and outstanding as of August 10, 2007)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC
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Page 3 of 10
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CUSIP No.
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07011T306
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13G
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Page
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4
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of
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10
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1
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NAMES OF REPORTING PERSONS
KBC Asset Management NV
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|
|
|
|
|
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Belgium
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5
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SOLE VOTING POWER
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NUMBER OF
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0
|
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|
|
|
SHARES
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6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
1,184,871 shares of Common Stock
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|
|
|
EACH
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7
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|
SOLE DISPOSITIVE POWER
|
REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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|
|
|
|
|
1,184,871 shares of Common Stock
|
|
|
|
9
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|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,184,871 shares of Common Stock
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
|
|
Approximately 5.94%as of the date of this filing (based on 19,942,797 shares of Common Stock issued and outstanding as of August 10, 2007)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA/HC
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Page 4 of 10
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CUSIP No.
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07011T306
|
13G
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Page
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5
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of
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10
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1
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NAMES OF REPORTING PERSONS
KBC Bank NV
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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|
(a)
o
|
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(b)
þ
|
|
|
|
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Belgium
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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|
|
SHARES
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6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
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|
1,184,871 shares of Common Stock
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|
|
|
|
EACH
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7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
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0
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|
|
|
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WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
1,184,871 shares of Common Stock
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,184,871 shares of Common Stock
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
Approximately 5.94%as of the date of this filing (based on 19,942,797 shares of Common Stock issued and outstanding as of August 10, 2007)
|
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|
|
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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BK/HC
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Page 5 of 10
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CUSIP No.
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07011T306
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13G
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Page
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6
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of
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10
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Item 1(a) Name of Issuer: Basin Water, Inc.
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Item 1(b) Address of Issuers Principal Executive Offices:
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8731 Prestige Court
Rancho Cucamonga, CA 91730
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Item 2(a) Name of Person Filing
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Item 2(b) Address of Principal Business Office
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Item 2(c) Citizenship
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KBC Asset Management Ltd.
Joshua Dawson House
Dawson Street
Dublin 2
Ireland
KBC Group NV
Havenlaan 2
1080 Brussels
Belgium
KBC Asset Management NV
Havenlaan 2,
1080 Brussels
Belgium
KBC Bank NV
Havenlaan 2,
1080 Brussels
Belgium
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2(d) Title of Class of Securities:
Common Stock, par value $0.001 per share
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2(e) CUSIP Number: 07011T306
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Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the
person filing is a:
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(a)
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[___] Broker or dealer registered under Section 15 of the
Exchange Act;
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(b)
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[___] Bank as defined in Section 3(a)(6) of the Exchange Act;
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(c)
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[___] Insurance company as defined in Section 3(a)(19) of the
Exchange Act;
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Page 6 of 10
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CUSIP No.
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07011T306
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13G
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Page
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7
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of
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10
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(d)
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[___]
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Investment company registered under Section 8 of the
Investment Company Act;
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(e)
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[___]
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An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f)
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[___]
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An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
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(g)
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[___]
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A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G);
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(h)
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[___]
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A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
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(i)
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[___]
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A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
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(j)
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[___]
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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If this statement is filed pursuant to Rule 13d-1(c), check this box. : [X]
Item 4 Ownership:
(a) Amount beneficially owned:
Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.
(b) Percent of Class:
Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Incorporated by reference to Item 5 of the cover page pertaining to each reporting
person.
(ii) shared power to vote or to direct the vote:
Incorporated by reference to Item 6 of the cover page pertaining to each reporting
person.
(iii) sole power to dispose or to direct the disposition of:
Incorporated by reference to Item 7 of the cover page pertaining to each reporting
person.
(iv) shared power to dispose or to direct the disposition of:
Page 7 of 10
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CUSIP No.
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07011T306
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13G
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Page
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8
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of
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10
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Incorporated by reference to Item 8 of the cover page pertaining to each reporting
person.
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Item 5 Ownership of Five Percent or Less of a Class:
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Not Applicable.
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Item 6 Ownership of More than Five Percent on Behalf of Another Person:
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Not Applicable.
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Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company:
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Not Applicable.
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Item 8 Identification and Classification of Members of the Group:
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Not Applicable.
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Item 9 Notice of Dissolution of Group:
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Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction having that purpose or effect.
Page 8 of 10
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CUSIP No.
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07011T306
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13G
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Page
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9
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of
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10
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After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify
that the information set forth in this statement is true, complete and correct.
Dated this 24
th
day of September, 2007.
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KBC Group NV
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KBC Asset Management NV
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By:
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/s/ Noel OHalloran
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By:
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/s/ Noel OHalloran
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Name:
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Noel OHalloran
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Name:
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Noel OHalloran
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Its:
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Executive Director and Chief
Investment Officer of KBC Asset
Management Ltd.
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Its:
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Executive Director and Chief
Investment Officer of KBC Asset
Management Ltd.
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KBC Asset Management Ltd.
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KBC Bank NV
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By:
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/s/ Noel OHalloran
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By:
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/s/ Noel OHalloran
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Name:
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Noel OHalloran
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Name:
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Noel OHalloran
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Its:
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Executive Director and Chief
Investment Officer
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Its:
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Executive Director and Chief
Investment Officer of KBC Asset
Management Ltd.
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INDEX TO EXHIBITS
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Exhibit No.
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Exhibit
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99.1
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Joint Filing Agreement
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99.2
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Declaration Granting Officer Authority
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Page 9 of 10
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