Statement of Changes in Beneficial Ownership (4)
May 01 2015 - 6:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HAQUE PROMOD
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2. Issuer Name
and
Ticker or Trading Symbol
Apigee Corp
[
APIC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
525 UNIVERSITY AVENUE, SUITE 800
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/29/2015
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(Street)
PALO ALTO, CA 94301
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/29/2015
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C
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4976891
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A
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(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
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4976891
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I
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By Limited Partnership
(9)
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Common Stock
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4/29/2015
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C
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873561
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A
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(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
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873561
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I
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By Limited Partnership
(10)
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Common Stock
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4/29/2015
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C
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423812
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A
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(7)
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423812
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I
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By Limited Partnership
(11)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Series A Convertible Preferred Stock
(1)
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(1)
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4/29/2015
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C
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719441
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(1)
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(1)
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Common Stock
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907306
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series B Convertible Preferred Stock
(2)
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(2)
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4/29/2015
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C
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492945
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(2)
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(2)
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Common Stock
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671982
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series C Convertible Preferred Stock
(3)
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(3)
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4/29/2015
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C
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936231
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(3)
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(3)
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Common Stock
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936231
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series D Convertible Preferred Stock
(4)
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(4)
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4/29/2015
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C
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570623
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(4)
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(4)
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Common Stock
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570623
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series E Convertible Preferred Stock
(5)
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(5)
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4/29/2015
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C
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578462
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(5)
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(5)
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Common Stock
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578462
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series F Convertible Preferred Stock
(6)
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(6)
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4/29/2015
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C
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468039
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(6)
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(6)
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Common Stock
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468039
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series G Convertible Preferred Stock
(7)
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(7)
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4/29/2015
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C
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503059
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(7)
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(7)
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Common Stock
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503059
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series H Convertible Preferred Stock
(8)
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(8)
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4/29/2015
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C
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329172
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(8)
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(8)
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Common Stock
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341189
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$0.00
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0
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I
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By Limited Partnership
(9)
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Series A Convertible Preferred Stock
(1)
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(1)
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4/29/2015
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C
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124283
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(1)
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(1)
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Common Stock
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156736
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series B Convertible Preferred Stock
(2)
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(2)
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4/29/2015
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C
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85156
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(2)
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(2)
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Common Stock
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116084
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series C Convertible Preferred Stock
(3)
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(3)
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4/29/2015
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C
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161733
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(3)
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(3)
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Common Stock
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161733
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series D Convertible Preferred Stock
(4)
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(4)
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4/29/2015
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C
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103472
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(4)
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(4)
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Common Stock
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103472
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series E Convertible Preferred Stock
(5)
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(5)
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4/29/2015
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C
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104894
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(5)
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(5)
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Common Stock
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104894
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series F Convertible Preferred Stock
(6)
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(6)
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4/29/2015
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C
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82113
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(6)
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(6)
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Common Stock
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82113
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series G Convertible Preferred Stock
(7)
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(7)
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4/29/2015
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C
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88320
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(7)
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(7)
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Common Stock
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88320
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series H Convertible Preferred Stock
(8)
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(8)
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4/29/2015
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C
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58088
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(8)
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(8)
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Common Stock
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60209
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$0.00
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0
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I
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By Limited Partnership
(10)
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Series G Convertible Preferred Stock
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(7)
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4/29/2015
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C
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423812
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(7)
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(7)
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Common Stock
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423812
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$0.00
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0
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I
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By Limited Partnership
(11)
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Explanation of Responses:
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(
1)
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The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1.261 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
2)
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The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.363 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
3)
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The Series C Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
4)
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The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
5)
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The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
6)
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The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
7)
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The Series G Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
8)
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The Series H Convertible Preferred Stock automatically converted into Common Stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
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(
9)
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The securities shown on Line 1 of Table 1 and Lines 1 through 8 of Table 2 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein
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(
10)
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The securities shown on Line 2 of Table 1 and Lines 9 through 16 of Table 2 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.
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(
11)
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The securities shown on Line 3 of Table 1 and Line 17 of Table 2 represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HAQUE PROMOD
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO, CA 94301
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X
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X
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Signatures
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By: /s/ Kurt Betcher, as Attorney-in-fact
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5/1/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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