Initial Statement of Beneficial Ownership (3)
June 05 2020 - 5:15PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RUSSELL MARK A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/3/2020
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3. Issuer Name and Ticker or Trading Symbol
Nikola Corp [NKLA]
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(Last)
(First)
(Middle)
4141 E BROADWAY ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President and CEO / |
(Street)
PHOENIX, AZ 85040
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: This Form 3 is filed jointly by T&M Residual, LLC ("T&M") and Mark A. Russell. T&M is owned by Mr. Russell and Trevor R. Milton, a director and officer of the Issuer. Mr. Milton has sole voting power with respect to the shares held by T&M, and Mr. Russell has sole dispositive power with respect to the shares held by T&M. Exhibit List: Exhibit 24 - Power of Attorney |
No securities are beneficially owned. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RUSSELL MARK A 4141 E BROADWAY ROAD PHOENIX, AZ 85040 | X | X | President and CEO |
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T&M Residual, LLC 4141 E BROADWAY ROAD PHOENIX, AZ 85040 |
| X |
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Signatures
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/s/ Mark A. Russell | | 6/5/2020 |
**Signature of Reporting Person | Date |
T&M Residual, LLC By: /s/ Mark A. Russell Name: Mark A. Russell Title: Manager | | 6/5/2020 |
**Signature of Reporting Person | Date |
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