Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
December 16 2019 - 12:44PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SEC
File Number
000-31587
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CUSIP
Number
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FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
One):
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☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D
☐ Form N-CEN ☐ Form N-CSR
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For
period ended: October 31, 2019
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☐
Transition Report on Form 10-K
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☐
Transition Report on Form 20-F
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☐
Transition Report on Form 11-K
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☐
Transition Report on Form 10-Q
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For
the transition period ended: _____________________________________________
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Read Instruction (on back page) Before Preparing
Form. Please Print or Type.
Nothing in this form shall be construed to
imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I - REGISTRANT INFORMATION
Full Name of Registrant
Former Name if Applicable
607
Ponce de Leon Ave, Suite 407
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Address of Principal Executive Office (Street
and Number)
San
Juan, Puerto Rico 85251
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City, State and Zip Code
PART II - RULES 12b-25 (b) AND (c)
If the subject report could not be filed without
unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.
☑
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(a)
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The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☑
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR or Form N-CSR, or
portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on
or before the fifth calendar day following the prescribed due date; and
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☐
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached, if applicable.
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PART III - NARRATIVE
State below in reasonable detail the reason
why Forms 10-K, 20-F, 11-K, 10-Q, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed
time period.
(Attach extra sheets if needed)
The registrant is unable to file its
Quarterly Report on Form 10-Q for the fiscal quarter ended October 31, 2019 (the “Report”) by the prescribed date
of December 16, 2019, without unreasonable effort or expense, because the registrant needs additional time to complete certain
disclosures and analyses to be included in the Report. In accordance with Rule 12b-25 promulgated under the Securities
Exchange Act of 1934, as amended, the registrant intends to file its Report on or prior to the fifth (5th) calendar day following
the prescribed due date.
PART IV - OTHER INFORMATION
(1) Name and telephone
number of person to contact in regard to this notification:
Jeffrey
Thompson
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(833)
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373-3228
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(Name)
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(Area Code)
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(Telephone Number)
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(2) Have all other periodic reports required
under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is
no, identify report(s).
Yes
☑ No ☐
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof?
Yes☐ No ☑
If so, attach an explanation
of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
Red
Cat Holdings, Inc.
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(Name of Registrant as Specified in Charter)
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has caused this notification to be signed
on its behalf by the undersigned hereunto duly authorized.
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Date: December 16, 2019
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By:
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/s/
Jeffrey Thompson
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Jeffrey Thompson
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Chief Executive Officer
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