Current Report Filing (8-k)
March 14 2017 - 7:44AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report: March 14, 2017
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
DELAWARE
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0001672326
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94-0787340
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1177 West Loop South, Suite 1825
Houston, Texas 77027
(Address of principal executive offices) (Zip Code)
(713) 968-7000
(Registrant’s telephone number, including area
code)
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(Former name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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⬜
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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⬜
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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⬜
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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⬜
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Item
7.01.
Regulation
FD Disclosure.
On
March 14, 2017, Yuma Energy, Inc. (the “Company”)
posted to its website a company presentation (the
“Presentation Materials”) that management intends to
use from time to time about the Company’s operations and
performance. The Company may use the Presentation Materials,
possibly with modifications, in presentations to current and
potential investors, lenders, creditors, vendors, customers and
others with an interest in the Company and its
business.
The
information contained in the Presentation Materials is summary
information that should be considered in the context of the
Company’s filings with the Securities and Exchange Commission
and other public announcements that the Company may make by press
release or otherwise from time to time. The Presentation Materials
speak as of the date of this Current Report on Form 8-K. While the
Company may elect to update the Presentation Materials in the
future or reflect events and circumstances occurring or existing
after the date of this Current Report on Form 8-K, the Company
specifically disclaims any obligation to do so. The Presentation
Materials are furnished as Exhibit 99.1 to this Current Report on
Form 8-K and are incorporated herein by reference.
Some of
the matters discussed in the Presentation Materials contain
forward-looking statements that involve uncertainties and risks
related to, intense competition in the oil and gas industry, the
Company’s dependence on its management, volatile oil and gas
prices, uncertainties associated with oil and gas reserve
estimates, operating and capital costs and the Company’s need
to replace production and acquire or develop additional oil and gas
reserves, among other matters. Actual results could differ
materially from those projected and the Company cautions readers
not to place undue reliance on the forward-looking statements
contained in, or made in connection with, the Presentation
Materials.
The
information in this Current Report on Form 8-K furnished pursuant
to Item 7.01, including Exhibit 99.1, shall not be deemed to
be “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to liability under that section,
and they shall not be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing. By filing this Current Report on Form 8-K
and furnishing this information pursuant to Item 7.01, the
Company makes no admission as to the materiality of any information
in this Current Report on Form 8-K, including Exhibit 99.1, that is
required to be disclosed solely by Regulation FD.
Item
9.01.
Financial
Statements and Exhibits.
The
following exhibit is furnished with this Current Report on Form
8-K:
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Exhibit No.
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Description
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99.1
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Slideshow
Presentation dated March 14, 2017.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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YUMA ENERGY, INC.
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By:
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/s/ Sam
L. Banks
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Name:
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Sam L.
Banks
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Date:
March 14, 2017
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Title:
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President
and Chief Executive Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Slideshow
Presentation dated March 14, 2017.
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