Current Report Filing (8-k)
March 13 2017 - 5:22PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
March 13, 2017
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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001-36868
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01-0592299
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File
Number)
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IRS
Employer
Identification
No.)
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1030
Winding Creek Road, Suite 100
Roseville,
CA
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95678
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(916)
409-6900
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
2.02 Results of Operations and Financial Condition.
On
March 13, 2017, Sunworks, Inc. (the “Company”) issued a press release announcing its preliminary unaudited full-year
2016 results and outlook for 2017. A copy of the Company’s press release is attached as Exhibit 99.1 to this current report
on Form 8-K.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into
any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth
in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
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Press
Release dated March 13, 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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SUNWORKS,
INC.
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Date:
March 13, 2017
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By:
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/s/
James B. Nelson
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Name:
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James
B. Nelson
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Title:
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Chief
Executive Officer
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