Initial Statement of Beneficial Ownership (3)
January 24 2017 - 6:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HOVSEPIAN RONALD W
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/19/2017
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3. Issuer Name
and
Ticker or Trading Symbol
SYNCHRONOSS TECHNOLOGIES INC [SNCR]
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(Last)
(First)
(Middle)
200 CROSSING BLVD.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Executive Officer /
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(Street)
BRIDGEWATER, NJ 08807
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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2014 Performance Restricted Stock Units
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(1)
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2/4/2019
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Common Stock
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58693.0
(2)
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$0.0
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D
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2015 Performance Restricted Stock Units
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(1)
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2/3/2018
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Common Stock
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100616.0
(2)
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$0.0
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D
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Explanation of Responses:
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(
1)
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The reporting person was granted restricted stock units pursuant to Intralinks Holdings Inc.'s ("Intralinks") 2010 Equity Incentive Plan (as amended and restated to date). These unvested restricted stock units were assumed by Issuer upon the closing of the Issuer's acquisition of Intralinks by merger, which became effective on January 19, 2017 (the "Merger") and was effected in accordance with the Agreement and Plan of Merger, dated as of December 5, 2016 (the "Merger Agreement"). Upon the consummation of the Merger pursuant to the Merger Agreement, the assumed performance-based restricted stock units were converted into a number of the Issuer's performance restricted stock units set forth above in accordance with the exchange ratio set forth in the Merger Agreement.
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(
2)
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Each restricted stock unit represents a contingent right to receive one share of Common Stock of Issuer
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HOVSEPIAN RONALD W
200 CROSSING BLVD.
BRIDGEWATER, NJ 08807
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X
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Chief Executive Officer
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Signatures
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Ronald J. Prague - Attorney-in-Fact
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1/24/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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