Report of Foreign Issuer (6-k)
November 28 2016 - 4:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_______________________________
FORM 6-K
_______________________________
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2016
Commission File No. 000-55135
_______________________________
POET TECHNOLOGIES INC.
(Translation of registrant’s name into English)
_______________________________
120 Eglinton Ave West, Ste 1107
Toronto, Ontario, M4P 1E2
(Address of principal executive offices)
_______________________________
Indicate by check mark whether the registrant files or will file annual reports under cover
of Form 20-F or Form 40-F.
Form 20-F
x
Form 40-F
o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
o
EXHIBIT LIST
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Exhibit No.
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Description
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99.1
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Unaudited Consolidated Financial Statements for the Nine Months ended September 30, 2016
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99.2
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Management’s Discussion and Analysis for the Nine Months ended September 30, 2016
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99.3
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Certification of Interim Filings (Form 52-109FV2) by Suresh Venkatesan, Chief Executive Officer
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99.4
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Certification of Interim Filings (Form 52-109FV2) by Thomas Mika, Chief Financial Officer
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2
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Date: November 28, 2016
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POET Technologies Inc.
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By:
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/s/ John F. O'Donnell
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Name:
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John F. O'Donnell
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Title:
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Secretary
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3