Current Report Filing (8-k)
November 14 2016 - 6:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 11,
2016
XOMA CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
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0-14710
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52-2154066
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(Commission
File Number)
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(IRS Employer
Identification No.)
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2910 Seventh Street, Berkeley, California
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94710
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(Address of principal executive offices)
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(Zip code)
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Registrant’s telephone number, including area code (510) 204-7200
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Resignation of Senior Vice President, Research and Development and Chief Medical
Officer
On November 11, 2016, Dr. Paul Rubin, M.D., tendered his resignation
as Senior Vice President, Research and Development and Chief Medical Officer of XOMA Corporation (“XOMA”). Dr. Rubin’s
resignation is effective as of Friday, November 18, 2016. Dr. Rubin’s responsibilities will be assumed by Dr. Patrick J.
Scannon, M.D., Ph.D., XOMA’s Executive Vice President and Chief Scientific Officer, and other current members of XOMA’s
clinical, regulatory and medical teams.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: November 11, 2016
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XOMA CORPORATION
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By:
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/s/ Denis J. Quinlan
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Denis J. Quinlan
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Sr. Corporate Counsel & Corporate Secretary
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