Current Report Filing (8-k)
October 14 2016 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
October
14, 2016
Date
of Report (Date of earliest event reported)
ANWORTH
MORTGAGE ASSET CORPORATION
.
(Exact
Name of Registrant as Specified in its Charter)
Maryland
(State
or Other Jurisdiction of Incorporation)
001-13709
|
52-2059785
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
1299 Ocean Avenue, Second Floor, Santa Monica, California
|
90401
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
(310)
255-4493
(
Registrant’s
Telephone Number, Including Area Code)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
On October 14, 2016, Anworth Mortgage Asset Corporation (the “Company”)
issued a press release (the “Press Release”) announcing that its board
of directors (the “Board”) declared a dividend of $0.539063 per share on
the Company’s 8.625% Series A Cumulative Preferred Stock for the fourth
quarter of 2016. The Company also announced that the Board declared a
dividend of $0.390625 per share on the Company’s 6.25% Series B
Cumulative Convertible Preferred Stock for the fourth quarter of 2016.
The Company also announced that the Board declared a dividend of
$0.476563 per share on the Company’s 7.625% Series C Cumulative
Redeemable Preferred Stock for the fourth quarter of 2016.
A copy of the press release is filed as Exhibit 99.1 to this Current
Report on Form 8-K and is incorporated herein by reference.
As discussed therein, the press release contains forward-looking
statements within the meaning of the Securities Act of 1933, as amended,
and the Securities Exchange Act of 1934, as amended, and, as such, may
involve known and unknown risks, uncertainties and assumptions. These
forward-looking statements relate to the Company’s current expectations
and are subject to the limitations and qualifications set forth in the
Press Release as well as in the Company’s other documents filed with the
United States Securities and Exchange Commission, including, without
limitation, that actual events and/or results may differ materially from
those projected in such forward-looking statements.
Item 9.01
|
Financial Statements and Exhibits.
|
|
|
(a)
|
Not Applicable.
|
|
|
(b)
|
Not Applicable.
|
|
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(c)
|
Not Applicable.
|
|
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(d)
|
Exhibits.
|
|
|
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Exhibit 99.1
|
|
|
|
Press Release dated October 14, 2016 announcing preferred dividend
information.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
|
|
ANWORTH MORTGAGE ASSET CORPORATION
|
|
|
|
|
Date:
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October 14, 2016
|
By:
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/s/ Lloyd McAdams
|
|
|
|
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Chief Executive Officer
|
EXHIBIT INDEX
Exhibit #
|
Description
|
|
|
99.1
|
Press Release dated October 14, 2016 announcing preferred dividend
information.
|
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