Amended Statement of Beneficial Ownership (sc 13d/a)
June 20 2016 - 4:05PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
China
Recycling Energy Corporation
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
168913101
(CUSIP Number)
Jeffrey W. Ferguson
The Carlyle Group
1001
Pennsylvania Avenue NW
Suite 220 South
Washington, DC 20004
(202) 347-2626
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
June 8, 2016
(Date of Event which Requires Filing of This Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.
¨
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
Rule 13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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CUSIP No. 168913101
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13D
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Page 1 of 15
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1
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NAMES OF
REPORTING PERSONS
Carlyle Group Management L.L.C.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
405,137
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9
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SOLE DISPOSITIVE POWER
0
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10
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SHARED DISPOSITIVE POWER
405,137
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
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14
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TYPE OF REPORTING PERSON
OO
(
Delaware limited liability company)
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CUSIP No. 168913101
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13D
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Page 2 of 15
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1
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NAMES OF
REPORTING PERSONS
The Carlyle Group, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
405,137
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9
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SOLE DISPOSITIVE POWER
0
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10
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SHARED DISPOSITIVE POWER
405,137
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
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14
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TYPE OF REPORTING PERSON
PN (
Delaware limited partnership)
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CUSIP No. 168913101
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13D
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Page 3 of 15
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1
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NAMES OF
REPORTING PERSONS
Carlyle Holdings II GP L.L.C.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
405,137
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9
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SOLE DISPOSITIVE POWER
0
|
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10
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SHARED DISPOSITIVE POWER
405,137
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
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14
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TYPE OF REPORTING PERSON
OO (Delaware limited liability company)
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CUSIP No. 168913101
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13D
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Page 4 of 15
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1
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NAMES OF
REPORTING PERSONS
Carlyle Holdings II L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Québec
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
405,137
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9
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SOLE DISPOSITIVE POWER
0
|
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10
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SHARED DISPOSITIVE POWER
405,137
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
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14
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TYPE OF REPORTING PERSON
PN (Québec société en commandite)
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CUSIP No. 168913101
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13D
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Page 5 of 15
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1
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NAMES OF
REPORTING PERSONS
TC Group Cayman Investment Holdings, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
405,137
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9
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SOLE DISPOSITIVE POWER
0
|
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10
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SHARED DISPOSITIVE POWER
405,137
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
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14
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TYPE OF REPORTING PERSON
PN (Cayman Islands exempted limited partnership)
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CUSIP No. 168913101
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13D
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Page 6 of 15
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1
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NAMES OF
REPORTING PERSONS
TC Group Cayman Investment Holdings Sub L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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7
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SOLE VOTING POWER
0
|
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8
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SHARED VOTING POWER
405,137
|
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9
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SOLE DISPOSITIVE POWER
0
|
|
10
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SHARED DISPOSITIVE POWER
405,137
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
|
14
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TYPE OF REPORTING PERSON
PN (Delaware Cayman Islands exempted limited partnership)
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CUSIP No. 168913101
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13D
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Page 7 of 15
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1
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NAMES OF
REPORTING PERSONS
CAGP, Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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7
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SOLE VOTING POWER
0
|
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8
|
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SHARED VOTING POWER
405,137
|
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9
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SOLE DISPOSITIVE POWER
0
|
|
10
|
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SHARED DISPOSITIVE POWER
405,137
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
|
14
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TYPE OF REPORTING PERSON
OO (Cayman Islands Exempt Company)
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CUSIP No. 168913101
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13D
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Page 8 of 15
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1
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NAMES OF
REPORTING PERSONS
CAGP General Partner, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3
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SEC USE ONLY
|
4
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SOURCE OF FUNDS
OO
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5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
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SOLE VOTING POWER
0
|
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8
|
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SHARED VOTING POWER
405,137
|
|
9
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|
SOLE DISPOSITIVE POWER
0
|
|
10
|
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SHARED DISPOSITIVE POWER
405,137
|
11
|
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,137
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.9
%
|
14
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TYPE OF REPORTING PERSON
PN (Cayman Islands Exempt Limited Partnership)
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CUSIP No. 168913101
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13D
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Page 9 of 15
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1
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NAMES OF
REPORTING PERSONS
Carlyle Asia Growth Partners III, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
|
3
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SEC USE ONLY
|
4
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SOURCE OF FUNDS
OO
|
5
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Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
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8
|
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SHARED VOTING POWER
387,892
|
|
9
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SOLE DISPOSITIVE POWER
0
|
|
10
|
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SHARED DISPOSITIVE POWER
387,892
|
11
|
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
387,892
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
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|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.7
%
|
14
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TYPE OF REPORTING PERSON
PN (Cayman Islands Exempt Limited Partnership)
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CUSIP No. 168913101
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13D
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Page 10 of 15
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1
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NAMES OF
REPORTING PERSONS
CAGP III Co-Investment, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
|
3
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SEC USE ONLY
|
4
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SOURCE OF FUNDS
OO
|
5
|
|
Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
|
6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
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SHARED VOTING POWER
17,245
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
17,245
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,245
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
Not Applicable
|
13
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
0.2%
|
14
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TYPE OF REPORTING PERSON
PN (Cayman Islands Exempt Limited Partnership)
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CUSIP No. 168913101
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13D
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Page 11 of 15
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Explanatory Note
This Amendment No. 14 to Schedule 13D (this Amendment No. 14) amends and supplements the Schedule 13D originally filed
with the United States Securities and Exchange Commission (the SEC) on November 26, 2007, as amended to date, (the Statement), relating to the common stock, par value $0.001 per share (the Common Stock) of
China Recycling Energy Corporation, a Nevada corporation (the Issuer). Capitalized terms used herein without definition shall have the meaning set forth in the Statement.
ITEM 5.
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Interest in Securities of the Issuer
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Item 5 of the Statement is amended and restated in its
entirety by inserting the following information:
(a)-(b)
The following table sets forth the aggregate number and percentage of Shares beneficially owned by each of the Reporting
Persons, as well as the number of Shares as to which each Reporting Person has the sole power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of, after giving
effect to the
1-for-10
reverse stock split effected by the Issuer on May 25, 2016 (the Split), as of the date hereof, based on approximately 8,308,654 shares of Common Stock outstanding as of
May 25, 2016.
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Reporting Person
|
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Amount
beneficially
owned
|
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|
Percent
of class
|
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Sole
power to
vote or
direct the
vote
|
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Shared
power to
vote or to
direct the
vote
|
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Sole
power to
dispose or
to direct
the
disposition
of
|
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|
Shared
power to
dispose or
to direct
the
disposition
of
|
|
Carlyle Group Management L.L.C.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
The Carlyle Group, L.P.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
Carlyle Holdings II GP L.L.C.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
Carlyle Holdings II L.P.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
TC Group Cayman Investment Holdings, L.P.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
TC Group Cayman Investment Holdings Sub, L.P.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
CAGP, Ltd.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
CAGP General Partner, L.P.
|
|
|
405,137
|
|
|
|
4.9
|
%
|
|
|
0
|
|
|
|
405,137
|
|
|
|
0
|
|
|
|
405,137
|
|
Carlyle Asia Growth Partners III, L.P.
|
|
|
387,892
|
|
|
|
4.7
|
%
|
|
|
0
|
|
|
|
387,892
|
|
|
|
0
|
|
|
|
387,892
|
|
CAGP III Co-Investment, L.P.
|
|
|
17,245
|
|
|
|
0.2
|
%
|
|
|
0
|
|
|
|
17,245
|
|
|
|
0
|
|
|
|
17,245
|
|
|
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CUSIP No. 168913101
|
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13D
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Page 12 of 15
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Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are
the record holders of 387,892 and 17,245 shares, respectively, of Common Stock of China Recycling Energy Corporation. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on
NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner
of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III
Co-Investment, L.P. Accordingly, each of Carlyle Group Management L.L.C., The Carlyle Group L.P., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., CAGP,
Ltd. and CAGP General Partner, L.P. may be deemed to share beneficial ownership of the shares of the common stock owned of record by each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.
(c)
Prior to the Split, from
the date of the most recent amendment to this Schedule 13D through May 23, 2016, Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. disposed of 53,564 and 2,385 shares of Common Stock, respectively, in a series of
transactions at prices ranging from $0.265 to $0.30 per share in open market transactions on the Nasdaq Capital Market. Details by date, listing the number of shares of Common Stock disposed of and the weighted average price per share, in each case
prior to the Split, are provided below.
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|
|
|
|
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Date
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Equity Shares
Disposed Of
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|
|
Weighted
Average Price
per Share
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May 9, 2016
|
|
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23,652
|
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$
|
0.2807
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May 10, 2016
|
|
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5,950
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|
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$
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0.2799
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May 11, 2016
|
|
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700
|
|
|
$
|
0.2650
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|
May 12, 2016
|
|
|
2,100
|
|
|
$
|
0.2700
|
|
May 13, 2016
|
|
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1,951
|
|
|
$
|
0.2692
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May 16, 2016
|
|
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4,496
|
|
|
$
|
0.2765
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May 17, 2016
|
|
|
2,600
|
|
|
$
|
0.2701
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May 18, 2016
|
|
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1,000
|
|
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$
|
0.2719
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|
May 19, 2016
|
|
|
600
|
|
|
$
|
0.2692
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|
May 20, 2016
|
|
|
1,000
|
|
|
$
|
0.2746
|
|
May 23, 2016
|
|
|
11,900
|
|
|
$
|
0.2673
|
|
|
|
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CUSIP No. 168913101
|
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13D
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Page 13 of 15
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Following the Split, from May 26, 2016 to June 16, 2016 Carlyle
Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. disposed of 49,710 and 2,211 shares of Common Stock, respectively, in a series of transactions at prices ranging from $2.58 to $2.80 per share in open market transactions on the Nasdaq
Capital Market. Details by date, listing the number of shares of Common Stock disposed of and the weighted average price per share, in each case as adjusted following the Split, are provided below.
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|
|
|
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Date
|
|
Equity Shares
Disposed Of
|
|
|
Weighted
Average Price
per Share
|
|
May 26, 2016
|
|
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1,300
|
|
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$
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2.80
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June 7, 2016
|
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15,280
|
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$
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2.60
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June 8, 2016
|
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35,241
|
|
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$
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2.6005
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June 16, 2016
|
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100
|
|
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$
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2.58
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The Reporting Persons undertake to provide, upon request by the staff of the Securities and
Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for these transactions.
Except for the transactions disclosed in this Item 5(c), none of the Reporting Persons or Related Persons has effected any
transactions in the Common Stock of the Issuer since the most recent filing on Schedule 13D.
(d) None.
(e) As of June 8, 2016, the Reporting Persons ceased to be the beneficial owner of more than five percent of the Common Stock of the Issuer.
ITEM 7.
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Materials to be Filed as Exhibits
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Exhibit
Number
|
|
Description
|
|
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1
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|
Joint Filing Agreement, dated September 11, 2012, by and among the Reporting Persons (incorporated by reference to Exhibit 1 of the Schedule 13D filed by the Reporting Persons with the Commission on September 11,
2012).
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24
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Power of Attorney (incorporated by reference to Exhibit 24 of the Schedule 13D filed by the Reporting Persons with the Commission on September 11, 2012).
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CUSIP No. 168913101
|
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13D
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Page 14 of 15
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date
: June 20, 2016
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CARLYLE GROUP MANAGEMENT L.L.C.
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
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THE CARLYLE GROUP L.P.
|
By: Carlyle Group Management L.L.C., its general partner
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
|
CARLYLE HOLDINGS II GP L.L.C.
|
By: The Carlyle Group L.P., its managing member
|
By: Carlyle Group Management L.L.C., its general partner
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
|
CARLYLE HOLDINGS II L.P.
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
|
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P.
|
By: Carlyle Holdings II L.P., its general partner
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
|
|
|
|
|
CUSIP No. 168913101
|
|
13D
|
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Page 15 of 15
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|
|
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TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P.
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By: TC Group Cayman Investment Holdings, L.P., its general partner
|
By: Carlyle Holdings II L.P., its general partner
|
|
|
By:
|
|
/s/ Daniel DAniello
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Chairman
|
|
CAGP LTD.
|
|
|
By:
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|
/s/ Norma Kuntz, attorney-in-fact
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Director
|
|
CAGP GENERAL PARTNER, L.P.
|
|
by: CAGP Ltd., its general partner
|
|
|
By:
|
|
/s/ Norma Kuntz, attorney-in-fact
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Director
|
|
CARLYLE ASIA GROWTH PARTNERS III, L.P.
by: CAGP General Partner, L.P., its general partner
by: CAGP
Ltd., its general partner
|
|
|
By:
|
|
/s/ Norma Kuntz, attorney-in-fact
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Director
|
|
CAGP III CO-INVESTMENT, L.P.
by: CAGP General Partner, L.P., its general partner
by: CAGP
Ltd., its general partner
|
|
|
By:
|
|
/s/ Norma Kuntz, attorney-in-fact
|
Name:
|
|
Daniel DAniello
|
Title:
|
|
Director
|
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