Amended Statement of Ownership (sc 13g/a)
February 12 2016 - 6:11AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 3)*
Bazaarvoice, Inc. |
(Name of Issuer) |
|
Common Stock |
(Title of Class of Securities) |
|
073271108 |
(CUSIP Number) |
|
December 31, 2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
*The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
(Continued on following pages)
Page 1
of 12
Exhibit Index on Page 10
CUSIP # 073271108 |
Page 2 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Austin Ventures VIII, L.P. (“AV VIII”) |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
-0- |
|
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
-0- |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
-0- |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.0% |
12 |
TYPE OF REPORTING PERSON |
PN |
CUSIP # 073271108 |
Page 3 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AV Partners VIII, L.P. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
-0- |
|
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
-0- |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
-0- |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.0% |
12 |
TYPE OF REPORTING PERSON |
PN |
CUSIP # 073271108 |
Page 4 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joseph C. Aragona |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER
202,924 shares. |
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
202,924 shares. |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
202,924 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.2% |
12 |
TYPE OF REPORTING PERSON |
IN |
CUSIP # 073271108 |
Page 5 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kenneth P. DeAngelis |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER
239,164 shares. |
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
239,164 shares. |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
239,164 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.3% |
12 |
TYPE OF REPORTING PERSON |
IN |
CUSIP # 073271108 |
Page 6 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Christopher A. Pacitti |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER
181,209 shares. |
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
181,209 shares. |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
181,209 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.2% |
12 |
TYPE OF REPORTING PERSON |
IN |
CUSIP # 073271108 |
Page 7 of 12 |
1 |
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John D. Thornton |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b)
x |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER
167,566 shares. |
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
6 |
SHARED VOTING POWER
-0- |
|
7 |
SOLE DISPOSITIVE POWER
167,566 shares. |
|
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
167,566 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
0.2% |
12 |
TYPE OF REPORTING PERSON |
IN |
CUSIP # 073271108 |
Page 8 of 12 |
This Amendment No. 3 amends the Statement on Schedule
13G previously filed by Austin Ventures VIII, L.P., a Delaware limited partnership, AV Partners VIII, L.P., a Delaware limited
partnership, Joseph C. Aragona, Kenneth P. DeAngelis, Christopher A. Pacitti and John D. Thornton. The foregoing entities and individuals
are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included
in this Amendment No. 3.
The following information with respect
to the ownership of the Common Stock of the issuer by the person filing this Statement is provided as of December 31, 2015.
| (a) | Amount beneficially owned: |
See Row 9 of cover page for each Reporting
Person.
See Row 11 of cover page for each Reporting
Person.
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
See Row 5 of cover page for each Reporting
Person.
| (ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting
Person.
| (iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting
Person.
| (iv) | Shared power to dispose or to direct the disposition of: |
See Row 8 of cover page for each Reporting
Person.
| ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following: x Yes
CUSIP # 073271108 |
Page 9 of 12 |
SIGNATURES
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2016
AUSTIN VENTURES VIII, L.P. |
/s/ Kevin Kunz |
By AV Partners VIII, L.P., |
Signature |
Its General Partner |
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
|
|
AV PARTNERS VIII, L.P. |
/s/ Kevin Kunz |
|
Signature |
|
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
|
|
JOSEPH C. ARAGONA |
/s/ Kevin Kunz |
|
Signature |
|
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
|
|
KENNETH P. DeANGELIS |
/s/ Kevin Kunz |
|
Signature |
|
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
|
|
CHRISTOPHER A. PACITTI |
/s/ Kevin Kunz |
|
Signature |
|
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
|
|
JOHN D. THORNTON |
/s/ Kevin Kunz |
|
Signature |
|
|
|
Kevin Kunz |
|
Chief Financial Officer/Attorney-In-Fact |
CUSIP # 073271108 |
Page 10 of 12 |
EXHIBIT INDEX
|
|
Found on
Sequentially |
Exhibit |
|
Numbered Page |
|
|
|
Exhibit A: Agreement of Joint Filing |
|
11 |
|
|
|
Exhibit B: Power of Attorney |
|
12 |
CUSIP # 073271108 |
Page 11 of 12 |
exhibit A
Agreement of Joint Filing
Note that a copy of the applicable
Agreement of Joint Filing is already on file with the appropriate agencies.
CUSIP # 073271108 |
Page 12 of 12 |
EXHIBIT B
Power
of Attorney
Note that a copy of the applicable
Power of Attorney is already on file with the appropriate agencies.
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