Statement of Changes in Beneficial Ownership (4)
October 21 2014 - 4:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lucatch David
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2. Issuer Name
and
Ticker or Trading Symbol
YAPPN CORP.
[
YPPN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Executive Officer
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(Last)
(First)
(Middle)
C/O YAPPN CORP., 1001 AVENUE OF AMERICA 11TH FL
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/14/2014
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(Street)
NEW YORK, NY 10018
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.0001 per share
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9/16/2014
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A
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15000
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A
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$0.115
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85015000
(1)
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D
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Common Stock, par value $.0001 per share
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9/16/2014
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A
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25000
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A
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$0.125
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85040000
(1)
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D
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Common Stock, par value $.0001 per share
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9/17/2014
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A
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25000
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A
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$0.1091
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85065000
(1)
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D
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Common Stock, par value $.0001 per share
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9/17/2014
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A
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15000
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A
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$0.1038
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85080000
(1)
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D
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Common Stock, par value $.0001 per share
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9/18/2014
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A
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25000
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A
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$0.10
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85105000
(1)
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D
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Common Stock, par value $.0001 per share
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9/19/2014
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A
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30000
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A
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$0.0995
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85135000
(1)
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D
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Common Stock, par value $.0001 per share
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9/19/2014
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A
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20000
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A
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$0.099
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85155000
(1)
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D
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Common Stock, par value $.0001 per share
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9/22/2014
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A
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25000
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A
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$0.0995
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85160000
(1)
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D
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Common Stock, par value $.0001 per share
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9/22/2014
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A
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10000
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A
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$0.099
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85170000
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (right to buy)
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$0.10
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8/14/2014
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8/14/2014
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A
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3000000
(2)
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8/14/2014
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8/14/2019
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Common Stock
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3000000
(2)
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$0
(3)
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3000000
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D
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Explanation of Responses:
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(
1)
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David Lucatch is the Chief Executive Officer of Intertainment Media, Inc., and, as such, has sole voting and investment power over the 70,000,000 shares of common stock held by Intertainment Media, Inc. Mr. Lucatch disclaims beneficial ownership over such shares held by Intertainment Media, Inc., except to the extent of any pecuniary interest therein. Mr. Lucatch is also a Director of Ortsbo, Inc. and has voting control over 15,000,000 shares of common stock held by Ortsbo, Inc. Mr. Lucatch disclaims beneficial ownership over such shares held by Ortsbo, Inc., except to the extent of any pecuniary interest therein.
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(
2)
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1,000,000 have vested, remainder vest in equal installments on 8/14/2015 and 8/14/2016.
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(
3)
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Bonus Grant
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Lucatch David
C/O YAPPN CORP.
1001 AVENUE OF AMERICA 11TH FL
NEW YORK, NY 10018
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X
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X
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Chief Executive Officer
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Signatures
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/s/ David Lucatch
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10/21/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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