Holding(s) in Company
April 29 2010 - 9:45AM
UK Regulatory
TIDMHPEQ
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Henderson Private Equity Investment Trust
of existing shares to which voting rights are plc
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Advance UK Trust plc - in members' voluntary liquidation
notification obligation: iii
4. Full name of shareholder(s) Nortrust Nominees Limited
(if different from 3.):iv
5. Date of the transaction and date on 28th April 2010
which the threshold is crossed or
reached: v
6. Date on which issuer notified: 29th April 2010
7. Threshold(s) that is/are crossed or Below 3%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after
shares to the triggering the triggering transaction
transaction
if possible
using
the ISIN CODE
Number Number Number Number of voting % of voting rights
of of of shares rights x
Shares Voting
Rights
Direct Direct xi Indirect Direct Indirect
xii
Ordinary Shares 950,000 950,000 Below 3% Below 3% N/a Below 3% N/a
GB0030955313
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
N/a N/a N/a N/a N/a
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting
instrument price date xvii Conversion period instrument refers to rights xix, xx
xviii
N/a N/a N/a N/a N/a Nominal Delta
N/a N/a
Total (A+B+C)
Number of voting rights Percentage of voting rights
Below 3% Below 3%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
N/a
Proxy Voting:
10. Name of the proxy holder: N/a
11. Number of voting rights proxy holder N/a
will cease to hold:
12. Date on which proxy holder will cease N/a
to hold voting rights:
Progressive European Markets Limited is
13. Additional information: investment manager to Advance UK Trust plc.
Advance UK Trust plc is in members' voluntary
liquidation.
14. Contact name: Mr Anthony Lee, Cavendish Administration Ltd
Joint Liquidators: Laura Waters and Richard
Setchim, PricewaterhouseCoopers LLP
15. Contact telephone number: Cavendish Administration Ltd
0207 490 4355
Contact at Liquidators: James Yeoward,
PricewaterhouseCoopers
Tel 0207 212 4861
END
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