Report of Foreign Issuer (6-k)
August 10 2016 - 11:55AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For period ending 10 August 2016
GlaxoSmithKline plc
(Name of registrant)
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive offices)
Indicate by check mark whether the registrant files or
will file annual reports under cover Form 20-F or Form 40-F
Form 20-F x Form 40-F
--
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No x
--
GlaxoSmithKline plc
(the
'
Company
')
Transaction notification
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Sir Andrew Witty
|
b)
|
Position/status
|
CEO
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr R G Connor
|
b)
|
Position/status
|
President, Global Manufacturing & Supply
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr S Dingemans
|
b)
|
Position/status
|
CFO
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr N Hirons
|
b)
|
Position/status
|
SVP, Global Ethics & Compliance
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr S A Hussain
|
b)
|
Position/status
|
President, Global Pharmaceuticals
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
7 (partnership shares)
|
£16.7975
|
7 (matching shares)
|
d)
|
Aggregated
information
Aggregated
volume
Price
|
14 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr D S Redfern
|
b)
|
Position/status
|
Chief Strategy Officer
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms C Thomas
|
b)
|
Position/status
|
SVP, HR
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Mr P C Thomson
|
b)
|
Position/status
|
SVP, Communications & Government Affairs
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Dr P J T Vallance
|
b)
|
Position/status
|
President, Pharmaceuticals R&D
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
7 (partnership shares)
|
£16.7975
|
7 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
14 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms E Walmsley
|
b)
|
Position/status
|
CEO, GSK Consumer Healthcare
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
a)
|
Name
|
Mrs V A Whyte
|
b)
|
Position/status
|
Company Secretary
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the financial
instrument
|
Ordinary shares of 25 pence each
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Acquisition of ordinary shares under the Company's ShareReward Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£16.7975
|
8 (partnership shares)
|
£16.7975
|
8 (matching shares)
|
d)
|
Aggregated information
Aggregated volume Price
|
16 Ordinary shares
£16.7975
|
e)
|
Date of the transaction
|
2016-08-09
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GlaxoSmithKline plc
(Registrant)
Date: August 10, 2016
By: VICTORIA WHYTE
----------------------
Victoria Whyte
Authorised Signatory for and on
behalf of GlaxoSmithKline plc
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