Statement of Changes in Beneficial Ownership (4)
November 10 2022 - 2:21PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Petitti Nicholas Joseph |
2. Issuer Name and Ticker or Trading Symbol
GREIF, INC
[
GEF, GEFB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
BAKER & HOSTETLER LLP, 200 CIVIC CENTER DRIVE, SUITE 1200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/8/2022 |
(Street)
COLUMBUS, OH 43215
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class B Common Stock | 11/8/2022 | | S(1) | | 3765 | D | $74.4 (2) | 2228393 | I | See footnote (3) |
Class B Common Stock | 11/9/2022 | | S(1) | | 3728 | D | $73.37 (4) | 2224665 | I | See footnote (3) |
Class B Common Stock | | | | | | | | 404463 | D | |
Class B Common Stock | | | | | | | | 260296 | I | See footnote (5) |
Class A Common Stock | | | | | | | | 19591 | I | See footnote (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported in this Form 4 were made pursuant to a Rule 10b5-1(c)(1) sales plan adopted by the reporting person on July 7, 2022. The primary purpose of these sales is to provide liquidity for the payment of estate taxes in connection with the estate of Judith D. Hook. |
(2) | A total of 3,765 shares were sold at an average price of $74.40 per share. A total of 140 individual trades were executed at prices ranging from $73.77 to $75.18 per share. |
(3) | These shares are owned directly by the 2021 Amended and Restated Revocable (now Irrevocable) Trust Created by Judith D. Hook (the "JDH 2021 Trust"), a ten percent owner of the Issuer, and indirectly by Nicholas J. Petitti as successor trustee of the JDH 2021 Trust. |
(4) | A total of 3,728 shares were sold at an average price of $73.37 per share. A total of 200 individual trades were executed at prices ranging from $72.42 to $74.43 per share. |
(5) | The shares are owned directly by irrevocable or family trusts created by Ms. Hook and indirectly by Mr. Petitti as trustee or successor trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Petitti Nicholas Joseph BAKER & HOSTETLER LLP 200 CIVIC CENTER DRIVE, SUITE 1200 COLUMBUS, OH 43215 |
| X |
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Signatures
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/s/ Nicholas J. Petitti | | 11/10/2022 |
**Signature of Reporting Person | Date |
/s/ Nicholas J. Petitti, Trustee | | 11/10/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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