Securities Registration (section 12(b)) (8-a12b)
February 08 2021 - 06:12AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF
SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Berkshire Hathaway Inc.
(Exact Name of Registrant as Specified in Its
Charter)
|
|
|
Delaware |
|
47-0813844 |
(State of Incorporation or
Organization) |
|
(I.R.S. Employer Identification
No.) |
3555 Farnam Street
Omaha, Nebraska 68131
(Address of Principal Executive Offices)
(Zip Code)
Securities to be registered pursuant to
Section 12(b) of the Act:
|
|
|
Title of Each Class
to be so Registered
|
|
Name of Each Exchange on Which
Each Class is to be Registered
|
0.500% Senior Notes due
2041 |
|
New York Stock Exchange
LLC |
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c) or (e), please check the
following box. ☒
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d) or (e), please check the
following box. ☐
If this form relates to the registration of a class of securities
concurrently with a Regulation A offering, check the following
box. ☐
Securities Act registration statement or
Regulation A offering statement file number to which this form
relates:
333-229396
(If applicable)
Securities to be registered pursuant to
Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION
STATEMENT
The securities to be registered hereunder are the 0.500% Senior
Notes due 2041 (the “Securities”) of Berkshire Hathaway Inc.
(the “Registrant”). The Registrant has filed with the U.S.
Securities and Exchange Commission (the “Commission”)
pursuant to Rule 424(b) under the Securities Act of 1933, as
amended, a prospectus supplement dated January 5, 2021 (the
“Prospectus Supplement”) to a prospectus dated
January 28, 2019 (the “Prospectus”) contained in the
Registrant’s effective Registration Statement on Form S-3 (Registration No. 333-229396) (the
“Registration Statement”), which Registration Statement was
filed with the Commission on January 28, 2019, relating to the
Securities. The Registrant incorporates by reference the Prospectus
and the Prospectus Supplement to the extent set forth below.
Item 1. |
Description of Registrant’s Securities to be
Registered
|
The information required by this item is incorporated by reference
to the information contained in the sections captioned “Description
of the Notes” in the Prospectus Supplement and “Description of the
Debt Securities” in the Prospectus.
|
|
|
Exhibit
No.
|
|
Exhibit Description
|
|
|
4.1 |
|
Indenture, dated as of January 26, 2016, by
and among Berkshire Hathaway Inc., Berkshire Hathaway Finance
Corporation, and The Bank of New York Mellon Trust Company, N.A.
(incorporated by reference to Exhibit 4.1 of the Registrant’s
Registration Statement on Form S-3 (Registration No. 333-229396) filed with the
Commission on January 28, 2019). |
|
|
4.2 |
|
Officers’ Certificate of Berkshire Hathaway Inc.,
dated as of January 15, 2021, including the form of Berkshire
Hathaway Inc.’s 0.500% Senior Notes due 2041 (incorporated by
reference to Exhibit 4.2 to the Registrant’s Current Report on Form
8-K filed with the
Commission on January 15, 2021). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, as amended, each Registrant has duly caused
this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
|
|
|
|
|
BERKSHIRE HATHAWAY INC. |
|
|
By: |
|
/s/ Marc D. Hamburg
|
|
|
Name: |
|
Marc D. Hamburg |
|
|
Title: |
|
Senior Vice President and Chief Financial
Officer |
Date: February 8, 2021