- Statement of Changes in Beneficial Ownership (4)
March 05 2010 - 9:37AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CHANG YU
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2. Issuer Name
and
Ticker or Trading Symbol
CHINA AGRITECH INC
[
CAGC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO, President and Secretary
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(Last)
(First)
(Middle)
RM3F NO. 11 BLDG, ZHONGHONG INT'L GARDEN, FUTURE BUSINESS CTR, CHAOYANG NORTH ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2010
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(Street)
CHAOYANG DISTRICT, BEIJING,, F4 100024
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/2/2010
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M
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24720
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A
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(1)
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1006218
(2)
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D
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Common Stock
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5805670
(2)
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I
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See Footnote
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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$11.92
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3/2/2010
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M
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45000
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12/31/2009
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12/22/2014
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Common Stock
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24720
(4)
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(1)
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105000
(2)
(5)
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D
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Explanation of Responses:
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(
1)
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The common stock purchase options exercised were awarded to Mr. Chang by the Board of Directors of the issuer for Mr. Chang's
services to the issuer.
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(
2)
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All share amounts give effect to the issuer's 2-for-1 forward stock split effective February 1, 2010.
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(
3)
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Includes 4,322,420 shares of common stock held by China Tailong Group Limited and 1,483,250 of the 1,745,000 shares held by
Sammi Holdings Limited. Mr. Chang holds 100% of the registered shares of China Tailong Group Limited and 85% of the
registered shares of Sammi Holdings Limited.
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(
4)
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The reporting person exercised the common stock purchase option on a cashless basis.
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(
5)
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The shares of common stock vest according to the following schedule: (i) 45,000 shares on December 31, 2010 and (ii) 60,000
shares on December 31, 2011.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CHANG YU
RM3F NO. 11 BLDG, ZHONGHONG INT'L GARDEN
FUTURE BUSINESS CTR, CHAOYANG NORTH ROAD
CHAOYANG DISTRICT, BEIJING,, F4 100024
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X
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CEO, President and Secretary
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Signatures
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/s/ Yu Chang
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3/4/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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