- Statement of Changes in Beneficial Ownership (4)
January 14 2010 - 2:15PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TENG XIAORONG
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2. Issuer Name
and
Ticker or Trading Symbol
CHINA AGRITECH INC
[
CAGC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
ROOM 3F NO. 11 BUILDING, ZHONGHONG IBG,, FUTURE BUSINESS CTR, CHAOYANG NORTH ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/12/2010
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(Street)
CHAOYANG DISTRICT, BEIJING,, F4 100024
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/12/2010
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A
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7500
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A
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(1)
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164388
(2)
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D
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Common Stock
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1/12/2010
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A
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17500
(3)
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A
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(3)
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181888
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D
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Common Stock
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130875
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I
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By Sammi Holdings Limited
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The issuer awarded these unrestricted shares of common stock of the issuer to Ms. Teng in consideration for services rendered
to the issuer.
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(
2)
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All share amounts give effect to the issuer's 1-for-4 reverse stock split effective September 8, 2009.
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(
3)
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The issuer awarded these restricted shares of common stock of the issuer to Ms. Teng in consideration for services rendered
to the issuer. The shares of common stock vest according to the following schedule: (i) 7,500 shares on December 31, 2010
and (ii) 10,000 shares on December 31, 2011, each so long as Ms. Teng is employed by the issuer at each such date. Pursuant
to the restricted stock award agreement between Ms. Teng and the issuer, Ms. Teng has the voting and dividend rights of a
stockholder of common stock of the issuer with respect to the restricted shares; provided, however, that dividends paid in
shares of common stock shall be deposited with and held in escrow by the issuer, together with a stock power endorsed in
blank or other appropriate instrument of transfer, and shall be subject to the same restrictions and forfeiture provisions
as the restricted shares.
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(
4)
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Includes 130,875 of the 872,500 shares held by Sammi Holdings Limited. Ms. Teng holds 15% of the registered shares of Sammi
Holdings Limited.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TENG XIAORONG
ROOM 3F NO. 11 BUILDING, ZHONGHONG IBG,
FUTURE BUSINESS CTR, CHAOYANG NORTH ROAD
CHAOYANG DISTRICT, BEIJING,, F4 100024
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X
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Signatures
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/s/ Xiao Rong Teng
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1/14/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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