TIDMAJB
RNS Number : 5694N
AJ Bell PLC
21 January 2019
21 January 2019
AJ Bell plc
("AJ Bell" or the "Company")
Director/PDMR Shareholding
On 18 January 2019, AJ Bell granted annual and deferred awards
over the Company's ordinary shares of GBP0.000125 each to the
following executive directors and senior managers, all of whom are
PDMRs, under the AJ Bell Executive Incentive Plan ("EIP") in
respect of bonuses for the year ending 30 September 2019.
Number Name Position of Number of Number of
PDMR shares subject shares subject
to annual to deferred
award award
Chief Executive
1. Andrew Bell Officer 220,312 330,469
-------------------- --------------------- ---------------- ------------------
Chief Financial
2. Michael Summersgill Officer 82,500 123,750
-------------------- --------------------- ---------------- ------------------
AJ Bell Investcentre
3. Fergus Lyons Managing Director 58,500 39,000
-------------------- --------------------- ---------------- ------------------
AJ Bell Youinvest
4. Charles Galbraith Managing Director 55,349 36,899
-------------------- --------------------- ---------------- ------------------
Group Finance
5. Roger Stott Director 29,301 19,534
-------------------- --------------------- ---------------- ------------------
Chief Risk
6. Louis Petherick Officer 19,603 13,069
-------------------- --------------------- ---------------- ------------------
Group Legal
Services Director
and Company
7. Bruce Robinson Secretary 13,500 9,000
-------------------- --------------------- ---------------- ------------------
No consideration was paid for the grant of the awards, which
have been structured as nominal cost options.
In the case of the Executive Directors, Andrew Bell and Michael
Summersgill:
a) the annual awards will normally vest once it has been
determined if, and the extent to which, the performance conditions
have been satisfied, which will ordinarily be within 75 days of the
end of the performance period on 30 September 2019.
b) the deferred awards will, subject to the satisfaction of the
performance conditions, normally vest on 30 September 2022.
c) both the annual awards and the deferred awards will be
subject to a holding period which expires on 30 September 2023, and
will, ordinarily, remain exercisable until the day before the tenth
anniversary of the date of grant.
In the case of the Senior Managers, Fergus Lyons, Charles
Galbraith, Roger Stott, Louis Petherick and Bruce Robinson:
a) the annual awards will normally vest once it has been
determined if, and the extent to which, the performance conditions
have been satisfied, which will ordinarily be within 75 days of the
end of the performance period on 30 September 2019.
b) the deferred awards will, subject to the satisfaction of the
performance conditions, normally vest on 30 September 2021.
c) both the annual awards and the deferred awards will,
ordinarily, remain exercisable until the day before the tenth
anniversary of the date of grant.
For further information, please contact:
AJ Bell plc
Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Shaun Yates, Head of Investor Relations +44 (0) 752 223 5898
AJ Bell plc
Notification of person discharging managerial responsibilities/
person closely associated
1. Details of the person discharging managerial responsibilities/
person closely associated
-----------------------------------------------------------------------------------------------------------------
a) Name Andrew James Bell
------------------------------------------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive Officer
------------------------------------------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------------------------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; (iv) each place where
transactions have been conducted
-----------------------------------------------------------------------------------------------------------------
a) Description Ordinary shares of GBP0.000125 each
of the financial
instrument,
type of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------------------------------------------ ---------------------------------------------------
b) Nature of 1. Grant of an Annual Award under the Executive
the transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2022.
------------------------------------------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 220,3123
------------- ----------
Deferred award GBP0.000125 330,469
------------- ----------
------------------------------------------------------------ ---------------------------------------------------
d) Aggregated Aggregated volume: 550,781
information GBP68.85
Aggregated
volume
price
------------------------------------------------------------ ---------------------------------------------------
e) Date of the 18 January 2019
transaction
------------------------------------------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------------------------------------------ ---------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Michael Summersgill
------------------------ -------------------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
a) Position/status Chief Financial Officer
------------------------ -------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ -------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ -------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ -------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
-------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ -------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2022.
------------------------ -------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 82,500
------------- ----------
Deferred award GBP0.000125 123,750
------------- ----------
------------------------ -------------------------------------------------
d) Aggregated information Aggregated volume: 206,250
Aggregated volume GBP25.79
Price
------------------------ -------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ -------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ -------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Fergus Lyons
------------------------ ----------------------------------------------------
2. Reason for the notification
------------------------------------------------------------------------------
a) Position/status AJ Bell Investcentre Managing Director
------------------------ ----------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ----------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ----------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ----------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
----------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ----------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2021.
------------------------ ----------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 58,500
------------- ----------
Deferred award GBP0.000125 39,000
------------- ----------
------------------------ ----------------------------------------------------
d) Aggregated information Aggregated volume: 97,500
Aggregated volume GBP12.19
Price
------------------------ ----------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ ----------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ----------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Charles Galbraith
------------------------ -------------------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
a) Position/status AJ Bell Youinvest Managing Director
------------------------ -------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ -------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ -------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ -------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
-------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ -------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2021.
------------------------ -------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 55,349
------------- ----------
Deferred award GBP0.000125 36,899
------------- ----------
------------------------ -------------------------------------------------
d) Aggregated information Aggregated volume: 92,248
Aggregated volume GBP11.54
Price
------------------------ -------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ -------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ -------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Roger Stott
------------------------ -------------------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
a) Position/status Group Finance Director
------------------------ -------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ -------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ -------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ -------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
-------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ -------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2021.
------------------------ -------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 29,301
------------- ----------
Deferred award GBP0.000125 19,534
------------- ----------
------------------------ -------------------------------------------------
d) Aggregated information Aggregated volume: 48,835
Aggregated volume GBP6.11
Price
------------------------ -------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ -------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ -------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Louis Petherick
------------------------ -------------------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
a) Position/status Chief Risk Officer
------------------------ -------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ -------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ -------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ -------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
-------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ -------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2021.
------------------------ -------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 19,603
------------- ----------
Deferred award GBP0.000125 13,069
------------- ----------
------------------------ -------------------------------------------------
d) Aggregated information Aggregated volume: 32,672
Aggregated volume GBP4.09
Price
------------------------ -------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ -------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ -------------------------------------------------
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Bruce Robinson
------------------------ -------------------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
a) Position/status Group Legal Services Director and Company
Secretary
------------------------ -------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ -------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ -------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ -------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
-------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ -------------------------------------------------
b) Nature of the 1. Grant of an Annual Award under the Executive
transaction Incentive Plan. The Award is structured
as a nominal cost option which will ordinarily
vest once it has been determined if, and
the extent to which, the performance conditions
set for the Award have been satisfied,
which will ordinarily be within 75 days
of the end of the performance period on
30 September 2019; and
2. Grant of a Deferred Award under the
Executive Incentive Plan. The Award is
structured as a nominal cost option which
will ordinarily vest if, and the extent
to which, the performance conditions set
for the Award have been satisfied, on 30
September 2021.
------------------------ -------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 13,500
------------- ----------
Deferred award GBP0.000125 9,000
------------- ----------
------------------------ -------------------------------------------------
d) Aggregated information Aggregated volume: 22,500
Aggregated volume GBP2.82
Price
------------------------ -------------------------------------------------
e) Date of the transaction 18 January 2019
------------------------ -------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ -------------------------------------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHMMGZMGGFGLZZ
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