TIDMXTA
RNS Number : 7807D
BlackRock Group
01 May 2013
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
4. (c) Supplemental Form 8 (Open Positions) attached
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: BlackRock, Inc.
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(b) Owner or controller of interests and short positions disclosed, if different N/A
from 1(a):
The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities this form Xstrata PLC
relates:
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and
specify identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 30(th) April 2013
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(f) Has the discloser previously disclosed, or are they today disclosing, under the Yes, Glencore International PLC
Code in
respect of any other party to this offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.5 ordinary
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Interests Short positions
--------------------------------------- ------------------- ------------------
Number % Number %
--------------------------------------- ------------ ----- ---------- ------
(1) Relevant securities owned
and/or controlled: 142,595,585 4.74
--------------------------------------- ------------ ----- ---------- ------
(2) Derivatives (other than options): 2,314,136 0.07 119,419 0.00
--------------------------------------- ------------ ----- ---------- ------
(3) Options and agreements to
purchase/sell: 130,000 0.00 747,800 0.02
--------------------------------------- ------------ ----- ---------- ------
TOTAL: 145,039,721 4.83 867,219 0.02
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase
or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).cool
(a) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
USD 0.5 ordinary Purchase 23,429 GBP 9.6350
--------------------------- -------------- --------------------- ---------------
USD 0.5 ordinary Purchase 967 GBP 9.7532
--------------------------- -------------- --------------------- ---------------
USD 0.5 ordinary Purchase 4,620 GBP 9.8960
--------------------------- -------------- --------------------- ---------------
USD 0.5 ordinary Sale 1,448,704 GBP 9.6350
--------------------------- -------------- --------------------- ---------------
USD 0.5 ordinary Sale 5,216 GBP 9.8344
--------------------------- -------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product Nature of dealing Number Price per
security description e.g. opening/closing of reference unit
e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------------ ------------- ------------------------------- -------------- -----------
USD 0.5 ordinary CFD Reducing Long 11,861 GBP 9.7128
------------------ ------------- ------------------------------- -------------- -----------
USD 0.5 ordinary CFD Reducing Long 2,273 GBP 9.9197
------------------ ------------- ------------------------------- -------------- -----------
USD 0.5 ordinary CFD Increasing Short 119,419 GBP 9.7148
------------------ ------------- ------------------------------- -------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------
None.
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None.
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
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Date of disclosure: 01 May 2013
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Contact name: Andrew Manchester
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Telephone number: 020 7743 7553
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: BlackRock, Inc.
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Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Xstrata PLC
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2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
---------------- --------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.5 Call Option Written 197,000 GBP 11.4948 European 14/05/2013
ordinary
---------------- --------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.5 Put Option Written 130,000 GBP 10.0000 American 17/05/2013
ordinary
---------------- --------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.5 Call Option Written 355,800 GBP 10.9599 European 14/05/2013
ordinary
---------------- --------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.5 Call Option Written 195,000 GBP 10.1286 European 11/06/2013
ordinary
---------------- --------------- ---------------- --------------- ---------------- ---------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
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It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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