Securities Registration (ads, Immediate) (f-6ef)
November 25 2019 - 06:09AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-6
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
For American Depositary Shares Evidenced by American Depositary
Receipts
________________________
Aryzta AG
(Exact name of Issuer of deposited securities as specified in its
charter)
Switzerland
(Jurisdiction of Incorporation or organization of Issuer)
________________________
JPMorgan Chase Bank, N.A.
(Exact name of depositary as specified in its charter)
383 Madison Avenue, Floor 11, New York, New York 10179
Tel. No.: (800) 990-1135
(Address, including zip code, and telephone number of depositary's
principal offices)
________________________
JPMorgan Chase Bank, N.A.
ADR Department
383 Madison Avenue, Floor 11
New York, New York 10179
Tel. No.: (800) 990-1135
(Address, including zip code, and telephone number of agent for
service)
________________________
Copy to:
Scott A. Ziegler, Esq.
Ziegler, Ziegler & Associates, LLP
570 Lexington Avenue, Suite 2405
New York, New York 10022
It is proposed that this filing become effective under Rule 466
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☒ |
immediately upon filing |
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on ___at ___ a.m. (EST) |
If a
separate registration statement has been filed to register the
deposited shares, check the following box. ☐
CALCULATION OF REGISTRATION FEE
Title of Each Class of
Securities to be Registered
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Amount
to be Registered
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Proposed Maximum
Offering
Price Per Unit (1)
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Proposed Maximum
Aggregate Offering
Price (2)
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Amount of
Registration Fee
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American Depositary Shares evidenced by
American Depositary Receipts, each American Depositary Share
representing one-half of one ordinary share of Aryzta AG
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1,000,000
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$0.05
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$50,000
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$6.49
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(1) Each unit represents one American Depositary Share.
(2) Estimated solely for the purpose of calculating the
registration fee. Pursuant to Rule 457(k), such estimate is
computed on the basis of the maximum aggregate fees or charges to
be imposed in connection with the issuance of such Receipts
evidencing such American Depositary Shares.
Pursuant to Rule 429, the Prospectus contained herein also relates
to American Depositary Shares registered under Form F-6
Registration Statement No. 333-186924.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item Number and Caption |
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Location in Form of
American Depositary
Receipt Filed
Herewith as Prospectus
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(1) |
Name and address of
Depositary
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Introductory paragraph
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(2) |
Title of American Depositary Receipts
and identity of deposited securities
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Face of American Depositary Receipt,
top center
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Terms of Deposit:
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(i) |
Amount of deposited securities
represented by one unit of American Depositary Shares
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Face of American Depositary Receipt,
upper right corner
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(ii) |
Procedure for voting, if any, the
deposited securities
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Articles (12) and (14)
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(iii) |
Collection and distribution of
dividends
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Article (13)
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(iv) |
Transmission of notices, reports and
proxy soliciting material
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Articles (11) and (12)
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(v) |
Sale or
exercise of rights
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Articles (13) and (14)
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(vi) |
Deposit or sale of securities resulting
from dividends, splits or plans of reorganization
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Articles (13) and (16)
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(vii) |
Amendment, extension or termination of
the Deposit Agreement
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Articles (18) and (19)
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(viii) |
Rights of holders of receipts to
inspect the transfer books of the Depositary and the list of
Holders of receipts
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Article (3)
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(ix) |
Restrictions upon the right to deposit
or withdraw the underlying securities
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Articles (1), (2), (4), (6), (15), (16)
and (17)
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(x) |
Fees and Charges
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Introductory paragraph and Articles
(1), (2), (4), (7), (16) and (17)
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(3) |
Fees and Charges
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Article (20)
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Item 2. AVAILABLE
INFORMATION |
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Item Number and Caption |
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Location in Form of
American Depositary
Receipt Filed
Herewith as Prospectus
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Statement that as of the date of the
establishment
of the program for issuance of Receipts by the Depositary, the
Depositary had a good faith belief (after limited investigation),
that the issuer of the Deposited Securities publishes information
in English required to maintain the exemption from registration
under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on
its Internet Web site (with the location of such Internet Web site)
or through an electronic information delivery system generally
available to the public in its primary trading
market
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Article (11) |
Prospectus
THIS PAGE AND THE FORM OF AMERICAN DEPOSITARY RECEIPT ATTACHED
HERETO AS EXHIBIT (A) CONSTITUTE THE PROSPECTUS RELATING TO SUCH
AMERICAN DEPOSITARY RECEIPTS, IN ACCORDANCE WITH GENERAL
INSTRUCTION III.B OF FORM F-6 OF THE SECURITIES AND EXCHANGE
COMMISSION
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a) Copy of Agreement -
The Agreement between JPMorgan Chase Bank, N.A., as depositary (the
"Depositary"), and all holders from time to time of American
Depositary Receipts evidencing American Depositary Shares
registered hereunder is contained in the form of the American
Depositary Receipt itself, constituting the Prospectus filed as a
part of this Registration Statement. Filed herewith as exhibit
(a).
(b) Any other agreement,
to which the Depositary is a party, relating to the issuance of the
Depositary Shares registered hereby or custody of the deposited
securities represented thereby. - None.
(c) Any material contract
relating to the deposited securities between the Depositary and the
issuer of the deposited securities in effect at any time within the
last three years. - None.
(d) Opinion of Ziegler,
Ziegler & Associates LLP, counsel to the Depositary, as to the
legality of the securities to be registered. Filed herewith as
exhibit (d).
(e) Certification under
Rule 466. Filed herewith as exhibit (e).
Item 4. UNDERTAKINGS
(a) The Depositary hereby undertakes to make available at the
principal office of the Depositary in the United States, for
inspection by holders of the Receipts, any reports and
communications received from the issuer of the deposited securities
which are both (1) received by the Depositary as the holder of the
deposited securities; and (2) made generally available to the
holders of the underlying securities by the issuer.
(b) If the amount of fees charged is not disclosed in the
prospectus, the Depositary undertakes to prepare a separate
document stating the amount of any fee charged and describing the
service for which it is charged and to deliver promptly a copy of
such fee schedule without charge to anyone upon request. The
Depositary undertakes to notify each registered holder of a Receipt
thirty days before any change in the fee schedule.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as
amended, JPMorgan Chase Bank, N.A., on behalf of the legal entity
created by the agreement for the issuance of American Depositary
Shares, certifies that it has reasonable grounds to believe that
all of the requirements for filing on Form F-6 are met and has duly
caused this Registration Statement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of New
York, State of New York, on November 4, 2019.
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Legal entity created by the agreement for the
issuance of American Depositary Receipts evidencing American
Depositary Shares for shares of the foreign private issuer whose
name is set forth on the facing page of this Registration Statement
on Form F-6
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JPMORGAN CHASE BANK, N.A., as Depositary |
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By: |
/s/ Lisa M. Hayes |
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Name: |
Lisa M. Hayes
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Title: |
Vice President
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INDEX TO EXHIBITS
Exhibit |
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Number |
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(a) |
Form of ADR |
(d) |
Opinion of Ziegler, Ziegler & Associates LLP, counsel to
the Depositary, as to the legality of the securities to be
registered. |
(e) |
Rule 466 Certification |
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