Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
September 26 2023 - 12:48PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
September 26, 2023
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F
☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of September 26, 2023.
EXHIBIT INDEX
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Nancy Jiang
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Name:
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Nancy Jiang |
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Title:
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Senior Assistant Company Secretary
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Date: September 26, 2023
Exhibit 1
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
On 22 September 2023 the independent Trustee of the British American Tobacco Group Employee Trust released the following number of British American Tobacco p.l.c. 25p ordinary shares
(the “Shares”) granted to the following person discharging managerial responsibilities under the 2016 Long-Term Incentive Plan (“2016 Award”); 2017 Long-Term Incentive Plan (“2017 Award”); 2018 Long-Term Incentive Plan (“2018 Award”); and 2019
Long-Term Incentive Plan (“2019 Award”). Subsequent sales of shares are also set out below.
1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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David Waterfield
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2
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Reason for the notification
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a)
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Position/status
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President and CEO, Reynolds American Inc.
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been conducted
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Transaction 1
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2016 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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5,641
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d)
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Aggregated information
- Aggregated volume
- Price
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5,641
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 2
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares from options exercised under the Long-Term Incentive Plan (2016 Award), including to meet tax liability arising
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£27.315215
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5,641
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d)
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Aggregated information
- Aggregated volume
- Price
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5,641
£154,085.13
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 3
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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1,816
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d)
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Aggregated information
- Aggregated volume
- Price
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1,816
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 4
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares from options exercised under the Long-Term Incentive Plan (2017 Award), including to meet tax liability arising
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£27.315215
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1,816
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d)
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Aggregated information
- Aggregated volume
- Price
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1,816
£49,604.43
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 5
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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4,000
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d)
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Aggregated information
- Aggregated volume
- Price
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4,000
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 6
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Transfer of shares from options exercised under the Long-Term Incentive Plan (2017 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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2,116
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d)
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Aggregated information
- Aggregated volume
- Price
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2,116
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 7
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options (2017 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£27.293107
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1,884
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d)
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Aggregated information
- Aggregated volume
- Price
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1,884
£51,420.21
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 8
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2018 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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6,527
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d)
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Aggregated information
- Aggregated volume
- Price
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6,527
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 9
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Transfer of shares from options exercised under the Long-Term Incentive Plan (2018 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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3,453
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d)
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Aggregated information
- Aggregated volume
- Price
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3,453
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 10
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options (2018 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£ 27.293107
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3,074
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d)
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Aggregated information
- Aggregated volume
- Price
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3,074
£83,899.01
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 11
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2019 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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7,914
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d)
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Aggregated information
- Aggregated volume
- Price
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7,914
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 12
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Transfer of shares from options exercised under the Long-Term Incentive Plan (2019 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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4,187
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d)
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Aggregated information
- Aggregated volume
- Price
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4,187
£nil
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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Outside a trading venue
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Transaction 13
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options (2019 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£ 27.293107
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3,727
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d)
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Aggregated information
- Aggregated volume
- Price
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3,727
£101,721.41
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e)
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Date of the transaction
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2023-09-22
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Nancy Jiang
Date of notification: 26 September 2023
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