- Statement of Changes in Beneficial Ownership (4)
February 17 2012 - 4:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
von Gillern Jeffry H.
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2. Issuer Name
and
Ticker or Trading Symbol
US BANCORP DE
[
USB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Vice Chairman
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(Last)
(First)
(Middle)
800 NICOLLET MALL
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2012
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(Street)
MINNEAPOLIS, MN 55402
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $0.01 par value
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2/16/2012
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M
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6123.0000
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A
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$
0
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49460.0000
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D
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Common Stock, $0.01 par value
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2/16/2012
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F
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1303.0000
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D
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$28.65
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48157.0000
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D
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Common Stock, $0.01 par value
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2/16/2012
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F
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2003.0000
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D
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$28.65
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46154.0000
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D
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Common Stock, $0.01 par value
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9550.4296
(1)
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I
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By 401(k) plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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$28.63
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2/15/2012
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A
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54029.0000
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(2)
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2/15/2022
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Common Stock, $0.01 par value
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54029.0000
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$
0
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54029.0000
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D
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Restricted Stock Units
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(3)
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2/15/2012
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A
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19210.0000
(4)
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2/15/2013
(5)
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(5)
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Common Stock, $0.01 par value
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19210.0000
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$
0
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19210.0000
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D
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Restricted Stock Units
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(3)
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2/16/2012
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M
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6123.0000
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2/16/2012
(5)
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(5)
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Common Stock, $0.01 par value
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6123.0000
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$
0
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18370.0000
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D
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Explanation of Responses:
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(
1)
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Based on a plan report dated February 6, 2012, the most recent plan report available.
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(
2)
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The options vest in four equal annual installments beginning on February 15, 2013. These options make up part of the reporting person's annual long-term incentive compensation grant.
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(
3)
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Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
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(
4)
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Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 150%, or decrease to as little as 25%, of the initial number of units. These restricted stock units make up part of the reporting person's long-term incentive compensation grant.
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(
5)
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The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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von Gillern Jeffry H.
800 NICOLLET MALL
MINNEAPOLIS, MN 55402
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Vice Chairman
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Signatures
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Lee R. Mitau for Jeffry H. von Gillern
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2/17/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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